- Tradeweb (New York, NY)
- …Information Security, IT, HR, and Risk teams to operationalize privacy and AI governance controls . + Maintain Records of Processing Activities (RoPAs) and ensure ... electronic trading. https://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf **Group Details** Tradeweb is seeking a mid-to- senior level Compliance Officer with deep expertise… more
- TD Bank (New York, NY)
- …+ Must have skills/qualifications/experience in 3-4 of the following + Risk Management + Governance and Control 1B + Regulatory Compliance Management + Risk and ... controls , segregation of duties, transaction approvals and physical control of assets) + Participates in cross-functional/enterprise/initiatives as a subject… more
- KeyBank (Buffalo, NY)
- …oversight of enterprise-wide data governance practices across KeyCorp. The Sr . Operational Risk Officer is responsible for providing independent oversight ... credible challenge to the first line of defense (1LOD) regarding data governance , data quality, metadata management, and data lifecycle practices. This role engages… more
- KeyBank (Buffalo, NY)
- …loss analysis, key risk indicators, reporting, policy and procedure development. The senior officer will be required to perform oversight activities and ... and challenge process with LOBs on their Risk & Control Self Assessments and overall performance. + Be a...Assist in the development of department procedures to support governance monitoring processes and assist in the review, update,… more
- Citigroup (New York, NY)
- Citibank, NA seeks a Regulatory Risk Sr . Officer I for its New York, NY location. Duties: Support Regulatory Execution team in the development, adoption, and BAU ... governance around the new policy within the Risk Organization....stripes and analyzing the effectiveness of risk mitigation and control methods; Designing process maps and procedures to enhance… more
- KeyBank (NY)
- …requirements and assist with records management. + Execute on established control procedures and proactively identify potential control procedure enhancements. ... laws and regulations, as applicable. + Collaborate with the Chief AML Officer , Financial Crimes Risk Management Directors, and other stakeholders on AML/OFAC… more
- TD Bank (New York, NY)
- …by compiling and streamlining data updates + Automate tactical compliance solutions, governance controls , and data remediations to increase efficiency and reduce ... of this transition may vary depending on availability and individual circumstances._ The Senior Compliance Governance & Operations Analyst provides a range of… more
- Citigroup (Getzville, NY)
- …Prepare materials for escalation of significant or unaddressed risk issues and control environment concerns to appropriate governance forums and Risk leadership. ... level, and date of hire. **Most Relevant Skills** Analytical Thinking, Control Monitoring, Credible Challenge, Governance , Issue Management, Operational Risk,… more
- Citigroup (Getzville, NY)
- …degree, Master's degree preferred **Job Family Group:** Controls Governance & Oversight **Job Family:** Managers Control Self-Assessment **Time ... + Strong knowledge in the development and execution for controls . + Proven experience in control related...skills, with a demonstrated ability to engage at the senior management level. + Strong problem-solving and decision-making skills… more
- Citigroup (New York, NY)
- Citibank, NA seeks a Model/ Analysis/ Validation Senior Officer I for its New York, New York location. Duties: Oversee Citi Private Bank (CPB) portfolios with ... monitoring and periodic evaluation; Model implementation document production and model governance control ; Management and monitoring of Basel framework and… more