- KeyBank (NY)
- **Location:** 4900 Tiedeman Road, Brooklyn Ohio The Operational Risk Officer position resides in the 2nd Line of Defense within KeyCorp's Operational Risk Management ... The ideal candidate will promote a risk culture that encourages acknowledgement and recognition of operational risks and places a high priority on risk management.… more
- Scotiabank (New York, NY)
- …as a team leader for Markets Compliance. **What You'll Do** + Acting as a senior compliance officer and Compliance team leader supporting Scotiabank US sales and ... Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00 -...every future! **Purpose** In this role, you will provide senior compliance support for the Scotiabank US Sales and… more
- KeyBank (NY)
- …and techniques to analyze, quantify, and/or assess complaints and to evaluate controls to identify potential weaknesses and/or control gaps. Provide actionable ... line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible for helping to execute a robust and effective… more
- CDM Smith (Buffalo, NY)
- …corporate governance frameworks, enterprise risk management, compliance, and internal controls . * Strong commercial acumen and business insight with the ability ... employee-owned firm) is seeking a strategic, hands-on, and results-driven Chief Financial Officer (CFO) to lead our global financial operations. The CFO will be… more
- Citigroup (Queens, NY)
- …and change management process with Operations and Reporting team to ensure proper governance and controls exist. + Examines procedures for consistency and gaps ... The Business Risk Officer is a strategic professional who stays abreast...+ Responsible for managing and supporting multiple risk and control programs for the organization including defining the strategy,… more
- JPMorgan Chase (New York, NY)
- …world's leading financial institutions. **Job summary:** As an Executive Director (Model Risk Officer ) in the Model Risk Governance & Review (MRGR) group, you ... **Introductory marketing language:** Join JPMorgan's Model Risk Governance & Review group as an Executive Director...risk assessments and communication of model risk findings to senior stakeholders both internal and external. + Foster a… more
- Guardian Life (New York, NY)
- …driving strategic change? Guardian is seeking a Security Leader to join our Security Governance team. As the Head of Cyber Security Governance , you will partner ... of secure-by-design thinking across the organization. **You will** **Security Governance & Strategic Alignment** + Design, implement, and maintain enterprise-wide… more
- Bloomberg (New York, NY)
- …as IOSCO principles; and be able to implement regulatory compliance policies, governance and controls . Strong communication and interpersonal skills are ... Compliance - Compliance Officer - Indices/ Benchmark Administration Location New York...advisory compliance services + Provide guidance on and implement controls relating to regulatory requirements and expectations for financial… more
- Citigroup (Getzville, NY)
- …EUCs (End User Computing Spreadsheets) used. + Execution of all MCA (Manager Control Assessment) requirements for controls testing and monitoring + Identify ... related teams. **Responsibilities:** + Contributes to the design, roll-out and governance of financial solutions, including: + Participates in formulating and… more
- Raymond James Financial, Inc. (New York, NY)
- …to include defining the business appetite for risk taking and establish appropriate controls . . Conducts and presents regular risk reviews in order to provide an ... pace with the changing business environment. . Builds trusted relationships with senior leadership, including executive management of the Private Client Group (PCG),… more