- Citigroup (Getzville, NY)
- …within the CGMI Segregation Oversight team, which is responsible for executing daily controls to mitigate the inherent risk of non-compliance with the SEC's ... & CFO) as to the strength of the internal control framework (known as the 17a-5 Annual Compliance Report)....identify challenges and issues. Support implementation of processes and controls to mitigate the risk of inaccurate… more
- American Express (New York, NY)
- …compliance and AEMP policy initiatives, including the development and management of Risk Control Self Assessment (RCSA) to ensure ongoing business relevance, ... Offers marketers and enable two-way feedback. + Execute critical Risk Controls testing + Lead B30 **Minimum...and operational risk management frameworks (eg Process Risk Self-Assessments, Risk Control Self-Assessments,… more
- Wells Fargo (Little Neck, NY)
- …and grow the business + Knowledge and understanding of Branch Banking compliance controls , risk management, and loss prevention + Ability to follow policies, ... us! **About this role:** Wells Fargo is seeking a Senior Branch Premier Banker (SAFE) in Consumer and Small...in the business by adhering to policies, procedures and controls and ensuring compliance with applicable laws, rules, and… more
- ManpowerGroup (New York, NY)
- …and regulatory requirements. + Support the execution and enhancement of the Risk Control Self-Assessment (RCSA) framework, identifying and assessing operational ... within market risk functions. + Prepare detailed risk reports, dashboards, and presentations for senior ...detailed risk reports, dashboards, and presentations for senior management and regulatory bodies. + Conduct stress testing… more
- American Express (New York, NY)
- …outcome with first line and third line stakeholders + Manage the Liquidity Risk Appetite Framework (RAF) and support senior management and Committee/Board ... risk management + Strong analytical and problem-solving skills with a risk -reward control perspective + Proactive in identifying issues, delivering and… more
- American Express (New York, NY)
- …+ Report Risk Appetite Framework (RAF) results and escalations and Control and Compliance (C&C) metrics + Utilize SQL and/or Python to extract, manipulate, ... to challenge and be challenged. + Ability to communicate oversight findings to credit risk peers, business partners, and senior executives. + Strong verbal and… more
- American Express (New York, NY)
- …growth and delivering superior customer service. The objective of the Credit & Fraud Risk Control Management Risk Identification, Assessment & Testing team ... ID, Assessment, Testing & Reporting will: + Facilitate CFR Teams in their risk assessments performance (eg, Risk Control Self-Assessment (RCSAs)) in… more
- M&T Bank (Hauppauge, NY)
- …request discussions or committee presentations. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with ... the M&T commercial bank footprint.** **Overview:** The Commercial Credit Senior Associate plays a pivotal role in assessing and...plays a pivotal role in assessing and managing credit risk for commercial clients at M&T Bank. This position… more
- MUFG (New York, NY)
- …banking, and transaction banking products. + Leverage reporting tools and maintain risk documentation to support internal stakeholders and senior management. + ... to join our Global Corporate & Investment Banking - Risk Management team. This role plays a key part...the identification, assessment, and monitoring of key risks and controls associated with the products. + Develop subject matter… more
- TD Bank (New York, NY)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... for this role. **Line of Business:** Finance **Job Description:** The Senior Treasury Liquidity Manager develops and executes complex liquidity strategies and/or… more