- TD Bank (New York, NY)
- …within US FCRM TDS Business Oversight. **Primary duties include:** + Demonstrate governance, control and risk management behaviors aligned with TD policies and ... expert in all aspects of financial crime risks and controls across a range of Global Markets activity, to...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- Coinbase (Albany, NY)
- …* Validate the effectiveness of control function by leading periodic control certifications for all documented controls . * Establish and maintain trusted ... educate process owners effectively, including non-finance individuals, on the importance of controls , an effective control environment, and the role of Internal… more
- Bank of America (New York, NY)
- …to team strategy, priorities and contributions. + Risk Manager: Ensures proper risk discipline, controls and culture are in place to identify, escalate and ... at this level are often required to interact with senior management within Operations and across the firm as...impact to the firms Regulatory, Financial, Reputational and Operational risk to the Bank. On a tri-annual basis this… more
- KeyBank (Amherst, NY)
- …tools and techniques to analyze, quantify, and/or assess risks and to evaluate controls to identify potential weaknesses and/or control gaps. + Clearly document ... Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program")… more
- HSBC (New York, NY)
- …risk - risk trade-offs + Knowledge and exposure of the application of Risk and Control Management and associated frameworks, preferably from a multi-market ... turbo-charge delivery, as the accountable owner for Cryptography across the bank. This senior role reports directly into the Global Head of Cyber Technology &… more
- Humana (Albany, NY)
- …educate, process owners and senior management on the importance of internal controls , an effective control environment, process excellence and the role of ... inform segment management of significant risks or exposures + Communicate risk management, governance and control issues, opportunities for improvement,… more
- SMBC (New York, NY)
- …and control functions including legal, compliance, data security and risk management to promote front-to-back collaboration across risk assessment and ... regulatory expectations (eg, NYS DFS 500, FFIEC). + Knowledge of audit techniques, risk and internal controls assessment, and workpaper standards. Ability to… more
- Citigroup (Getzville, NY)
- …Regulations, Management Reporting, Policy and Procedure, Program Management, Referral and Escalation, Risk Controls and Monitors, Risk Identification and ... proper awareness and communication to applicable stakeholders, including regulators and senior management as applicable. + Supports key stakeholders in writing… more
- SMBC (White Plains, NY)
- …and control functions including legal, compliance, data security and risk management to promote front-to-back collaboration across risk assessment and ... that clearly articulate results and conclusions for review with senior audit management and auditees. * Challenge the ongoing...500, FFIEC, etc ) * Knowledge of audit techniques, risk and internal controls assessment, and workpaper… more
- TD Bank (New York, NY)
- … controls , segregation of duties, transaction approvals and physical control of assets) + Leads/facilitates and/or implements action/remediation plans to address ... identified in data integrity reviews which are provided to Senior Management across Business and Compliance Teams. Additionally, you...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more