• Deputy to the US Head of Compliance

    TD Bank (New York, NY)
    …procedures in coordination with management in line with TD's Compliance Program + Works with executive team, senior business management/partners to develop ... a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program -… more
    TD Bank (07/20/25)
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  • Global Risk and Compliance Policy Officer

    Bloomberg (New York, NY)
    …of giving back to our communities as evidenced by our award-winning pro bono program . The Chief Risk Office and Global Compliance team provide coverage of ... team. **What's the Role?** You will serve as a senior member of the Risk and Compliance ...compliance policies that address technology, cybersecurity, information security, data privacy, and operational resilience. * Serve as the… more
    Bloomberg (05/07/25)
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  • Compliance Risk Assessment Lead

    TD Bank (New York, NY)
    …procedures in coordination with management in line with TD's Compliance Program + Works with executive team, senior business management/partners to develop ... day-to-day operations and in the design of a future-focused compliance program . This not just about implementing... reporting analytics and insights in collaboration with the Compliance Data Analytics and Insights team +… more
    TD Bank (07/20/25)
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  • Compliance Risk Assessment Manager

    TD Bank (New York, NY)
    …a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program - ... operations while also helping design and implement a forward-thinking compliance program for the future. Beyond technical... reporting analytics and insights in collaboration with the Compliance Data Analytics and Insights team +… more
    TD Bank (07/18/25)
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  • Audit Manager - Consumer Compliance

    American Express (New York, NY)
    …risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk, financial accounting, data analytics, ... Audit group is seeking an Audit Manager to assess compliance , operational, data , and technology risks, ensure...and controls. + Present audit overviews and results to senior management, supported by sound awareness of portfolio risks,… more
    American Express (07/18/25)
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  • Lead Contract Compliance Analyst

    University of Rochester (Rochester, NY)
    …government program managers and contracting officers. KEY RESPONSIBILITIES: + ** Compliance Program Leadership** : Lead the design, implementation, and ... ongoing maintenance of a comprehensive government contracting compliance program , ensuring alignment with all relevant laws and regulations. + **Contract Review… more
    University of Rochester (06/16/25)
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  • Director, Compliance , Global Control Room…

    TD Bank (New York, NY)
    …recommendations for enhancements, to the Global Head of Global Control Room and Compliance senior management. + **Global Control Room Portfolio Management** : ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is...senior governance and Boards. As needed, report in senior governance on the Global Control Room program more
    TD Bank (06/02/25)
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  • Compliance Product Director Citi Ventures,…

    Citigroup (New York, NY)
    Serves as a senior function/business/product compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... function/business/product and customer needs in a manner consistent with the Citi program framework. **Responsibilities:** + Providing compliance coverage to an… more
    Citigroup (06/07/25)
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  • Director - Data Governance & Management

    American Express (New York, NY)
    …of 8 years of experience in a governance role with risk and/or compliance program management experience. + Prior team leadership experience with responsibility ... our technology, our culture, and our colleagues. The Enterprise Data Office (EDO) is part of Enterprise Data...the journey, we are seeking a Director to lead program governance and integration across critical stakeholder groups and… more
    American Express (07/15/25)
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  • Head of Broker Compliance

    Axis (New York, NY)
    …statutory disclosures and regulatory data certifications. * Develop and manage compliance dashboards and reporting tools to provide senior leadership with ... precision. What will you do in this role? Broker Compliance Program Development & Oversight: * Design,...regulatory audits, investigations, and enforcement actions. * Proficiency in compliance technology and data analytics tools for… more
    Axis (05/16/25)
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