- SMBC (New York, NY)
- …with offices in London and Hong Kong. SMBC CM is an established derivatives dealer with a broad product portfolio, with specific emphasis on interest rates and ... and build a comprehensive CCR framework in compliance with SR 11-10 and BCBS CCR guidelines. The role will...guidance regarding CCR. + Play a key role in development of policies and procedures relevant to CCR and… more
- BMO Financial Group (New York, NY)
- …Income Compliance team in New York with a focus on FINRA and SEC broker- dealer requirements and corresponding oversight. We are looking for someone to work closely ... related data to gain insights on regulatory risk. + Oversee the development and maintenance of guidelines and procedures, providing advice/rulings as necessary, for… more
- TD Bank (New York, NY)
- …general summary below.** **Job Profile Summary:** The Compliance Governance & Operations Manager leads the development and implementation (or lead support) of ... PTO, and Holiday PTO), banking benefits and discounts, career development , and reward and recognition . Learn more...want to help you succeed. You'll have regular career, development , and performance conversations with your manager ,… more
- Lincoln Financial (Albany, NY)
- …Role at a Glance** The Role at a Glance As the AVP, Product Development for Fixed and Fixed Indexed Annuities, you are responsible for driving product discovery, ... design and development for the business by partnering across various areas...ability to execute effectively. This is not a project manager role. **What you'll be doing** What you'll be… more
- Siebert Williams Shank (New York, NY)
- … bankers, facilitating investment banking services for public sector clients and support senior bankers in business development efforts. SWS is a full-service ... and Oakland. SWS is a perennial leader as a co- manager of investment-grade corporate debt, a national leader in...national leader in public finance investment banking, a named dealer on more than 50 commercial paper programs, and… more
- TD Bank (New York, NY)
- …Flex PTO, and Holiday PTO), banking benefits and discounts, career development , and reward and recognition . Learn more (http://hrportal.ehr.com/tdtotalrewards) ... build certain skills, we want to help you succeed. You'll have regular career, development , and performance conversations with your manager , as well as access to… more
- TD Bank (New York, NY)
- …Flex PTO, and Holiday PTO), banking benefits and discounts, career development , and reward and recognition . Learn more (http://hrportal.ehr.com/tdtotalrewards) ... 2 years of experience with a registered US broker dealer or regulator. + Problem solving skills and the...want to help you succeed. You'll have regular career, development , and performance conversations with your manager ,… more
- Synchrony (New York, NY)
- …and Lifestyle to be a strong thought leader who will partner in the development of the growth strategy of the Diversified & Value and Lifestyle business platforms. ... & Value and Lifestyle platforms, individual platform business leaders and other senior GM and functional stakeholders to identify and assess growth opportunities.… more
- TD Bank (New York, NY)
- …Flex PTO, and Holiday PTO), banking benefits and discounts, career development , and reward and recognition . Learn more (http://hrportal.ehr.com/tdtotalrewards) ... operation, while being part of a major global investment dealer . Confidence in our US operations systems stems from...want to help you succeed. You'll have regular career, development , and performance conversations with your manager ,… more
- TD Bank (New York, NY)
- …short to medium-term issues (eg 6-12 months) + Generally reports to a Senior Manager or above **Core Accountabilities:** Scope of Supervision accountabilities ... PTO, and Holiday PTO), banking benefits and discounts, career development , and reward and recognition . Learn more...want to help you succeed. You'll have regular career, development , and performance conversations with your manager ,… more