- TD Bank (New York, NY)
- …programs to support a strong risk culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team Lead ... Testers as part of the wider Monitoring and Testing Team. The Director - Compliance Testing Team Lead oversees/leads a team(s) of specialists/professionals… more
- Scotiabank (New York, NY)
- …to drive ambition for every future! **Purpose** In this role, you will provide senior compliance support for the Scotiabank US Sales and Trading businesses by ... Director , Markets Compliance Officer **Requisition ID:**...Compliance . **What You'll Do** + Acting as a senior compliance officer and Compliance … more
- WMCHealth (Valhalla, NY)
- …+ Participates with leadership in the development and implementation of the Annual Corporate Compliance Work Plan based on an internal risk assessment and ... Director of Compliance Company: NorthEast Provider... compliance issues and collaborates with the VP, Compliance and senior management as appropriate for… more
- TD Bank (New York, NY)
- …role. **Job Description:** TD Securities is seeking a highly experienced and strategic Senior Conflict Manager to join our Compliance Control Room. This role ... global policy rollouts, system migrations, and process reengineering + Serve as a senior advisor to business and compliance stakeholders on complex conflict… more
- Scotiabank (New York, NY)
- …Partners across senior executives US CIO, Global CISO, Risk, Operations, compliance and legal teams to deliver improved US regulatory outcomes and strategies. + ... Director , US Deputy CISO **Requisition ID:** 225315 **Salary...asset data and deliver monthly / quarterly reporting for senior management, Internal Controls, GRM, Compliance , Audit,… more
- Regeneron Pharmaceuticals (Sleepy Hollow, NY)
- The Director , Medical Study Operations, will oversee several of our External Sponsored Research (ESR) programs including Investigator-Initiated Studies (IIS) and ... you will ensure timely deliverables and financial management support. **As a Director in Medical Study Operations, a typical day may include the following:**… more
- Guidehouse (New York, NY)
- **Job Family** **:** Risk & Regulatory Compliance Consulting **Travel Required** **:** Up to 50% **Clearance Required** **:** None **What You Will Do** **:** ... aggressive growth strategy for its Financial Crimes, Risk and Compliance (FCRC) practice, and now seeks to expand its...this growth strategy. This new hire will be a senior business builder with a high-profile personal network with… more
- Molina Healthcare (Syracuse, NY)
- …regulatory and contractual requirements, and in collaboration with Business Owners, Corporate Compliance , and other key stakeholders, develops and communicates ... and compliance with State and Federal regulatory guidelines. The Sr . Analyst develops and performs audits and oversight functions involving business-critical… more
- Ross Stores, Inc. (New York, NY)
- …legal exposure, while effectively managing projects/claims\. The position will report to the Sr \. Director , Employment Law, and will work directly with Human ... to be a positive force in our community\. Our Corporate headquarters are in Dublin, CA, we have 3...opportunities and development for our teams\. **GENERAL PURPOSE:** The Director , Employment Law will work on the Ross Legal… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager, Swap Dealer...testing report get submitted to the Head of GBM&T Compliance Testing, Director of Swap Dealer and ... Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products,… more