- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible for ... relation to applicable FINRA and SEC rules including REG SHO, 5320, Reg M . + Providing compliance coverage and compliance leadership to the Cash Equities businesses.… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Position:** Director & Counsel, US Tax Planning, TD Bank, New York **Specific ... Isbell, VP, Head of US Tax **Position Summary** The Director & Counsel, US Tax Planning is responsible for:...segments, including in areas such as section 265, section 871( m ), tax treaties, structured notes, BEAT, Pillar 2, REIT… more
- TD Bank (New York, NY)
- …of the firms compliance program supporting all corporate investment banking Functions including M &A, Debt and Equity Capital Markets. The Director Compliance TDS ... you more specific details for this role. **Job Description:** We are looking for a Director , US Markets Compliance Advisory to join our team in New York City. The… more
- Mizuho Corporate Bank (New York, NY)
- Market Treasury/Money Markets & Funding - Director Key Responsibilities . Managing the bank's funding through UST and MBS Agency trades repo activity as well as ... issuing CD/CP. . Managing liquidity cash or collateral through money transactions , FX swaps, interoffice deals, etc. . Managing intercompany funding transactions… more
- City of New York (New York, NY)
- …reports on the vendors' performance evaluations for the review and referencing by senior / managerial staff, including the Deputy Director and/ or Director ... charged with registering the Agency contracts. Under general supervision of the Director of the Vendor Compliance and Relations (VCR) Unit/ DSS Minority/ Women-Owned… more
- Mizuho Corporate Bank (New York, NY)
- …and risk management related to credit risk (including loans, interbank transactions , trade financing, foreign exchange transactions , futures, swaps, bonds, ... of available tools and resources and sharing of best practices.Working with Director /Executive Director , identify and implement efficiencies and automation using… more