- TD Bank (New York, NY)
- …by regulators covering various businesses, functions and topics, including operations, finance , regulatory reporting, and sales and trading, and prepare business ... of other firms + Conducts/oversees complex analysis and develop recommendations for business/ senior management based on findings + Interprets the impact and advise… more
- TD Bank (New York, NY)
- …has enterprise wide impact or accountability. + Position deals with senior /executive management. + Key contact for business management, regulators and ... and other relevant regulatory requirements. + Strong Knowledge of operations, finance , regulatory reporting, sales and trading, and applicable rules and regulations,… more
- TD Bank (New York, NY)
- …initiatives below: + **Global Control Room Portfolio Management** : Work with the senior members of the Global Control Room, DDI, technology and key stakeholders ... report on the status of Global Control Room to senior leadership / governance and Boards. Assist the Global...experience, with a minimum of 5+ years of relevant banking/ finance industry experience directly in Compliance Control Room. +… more
- BMO Financial Group (New York, NY)
- BMO Capital Markets is a leading, full-service financial services provider. We offer corporate and investment banking, treasury management, as well as research and ... governance and control frameworks. + **Advisory & Partnership:** Serve as a senior risk partner to trading desks, advising on exposures, complex transactions, and… more
- M&T Bank (Buffalo, NY)
- …development initiatives. + Exercise usual authority of a manager concerning staffing, performance appraisals, promotions, salary recommendations, performance ... within Bank lending parameters. Position interacts on an ongoing basis with senior management both in First and Second lines of defense. Recruits, develops,… more
- TD Bank (New York, NY)
- …of findings identified in data integrity reviews which are provided to Senior Management across Business and Compliance Teams. Additionally, you will provide HMDA ... compliance support to Residential Lending, Small Business & Commercial, and/or Capital Market business lines and partner with the Compliance Unit Advisory teams to… more
- TD Bank (New York, NY)
- …& Scope:** + Works within a deal team under the overall direction of a senior officer + Assists in the analysis of clients' financial situations, industry and market ... & Experience:** + Undergraduate degree in Business (Accounting or Finance ) or Mathematics/Economics; + Series 7, 79 and 63...We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and… more