- SMBC (New York, NY)
- …and assurance responsibilities. * Participate in quarterly and annual continuous monitoring / risk assessment process to identify business trends and changes in ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...Audit Department. The Audit Manager will report to the Risk Stripe Lead and be responsible to design and… more
- American Express (NY)
- …with First Line of Defense, and understanding of Second Line of Defense ( Global Risk & Compliance), and drive progress within critical governance workstreams. ... Control Management teams to support key governance activities. The Senior Manager will drive risk management and...strong working relationship with B2B Product partners + Support risk assessment across the product lifecycle, identifying… more
- TD Bank (New York, NY)
- …senior managers who lead functional verticals (eg, compliance training, issues management, risk assessment , third-party oversight) and act as a subject matter ... + **Strong understanding of compliance program pillars (training, issues management, risk assessment , third-party risk , etc.)** **Exceptional analytical,… more
- TD Bank (New York, NY)
- …business AML/ATF related activities as necessary + Provides oversight on enterprise-wide annual risk assessment process as required + Protects the interests of ... global FCRM teams, business and operations stakeholders, and risk and audit partners to ensure successful delivery of...to the enterprise best practices + Frequently interacts with senior /executive management + Acts as a key contact for… more
- TD Bank (New York, NY)
- …across TD Securities Global Markets business ensuring TDS manages and mitigates risk for Front Office desks who use venues and executing platforms for their ... requests, and expectations. **JOB DESCRIPTION** The Senior Analyst supports Trading Venue Governance...general including some product knowledge. + Strong compliance and/or risk management assessment background. + Some level… more
- American Express (New York, NY)
- …in policy implementation and risk mitigation. + Support implementation of Process Risk Self- Assessment (PRSA) / Risk Control Self- Assessment (RCSA) ... forward. Whether it's negotiating with some of our largest global partners or creating next year's financial plan, you...**How will you make an impact in this role?** ** Senior Manager- Data Governance & Management:** As part of… more
- Citigroup (New York, NY)
- …Skills** Analytical Thinking, Assurance Strategy, Communication, Constructive Debate, Controls Assessment , Controls Lifecycle, Policy and Procedure, Risk ... T&BE, the Chief Operating Office (T&BE COO) drives a strong focus on risk and controls, compliance and value across T&BE organization and oversees Controls,… more
- Citigroup (Getzville, NY)
- … Assessment (MCA) as required by the MCA Standard including the assessment and appropriate approval of risk associated with Finance Regulatory Engagement; ... regulatory engagement and deliverables across Citi Finance activities, which span global Finance groups, Finance functions, and technology and business partners.… more
- AIG (New York, NY)
- …as part of planning and executing on all aspects of the audit process and risk assessment activities and will build close working relationships with business and ... About AIG American International Group, Inc. (AIG) is a leading global insurance organization. Founded in 1919, today AIG member companies provide a wide range of… more
- HSBC (New York, NY)
- …and turbo-charge delivery, as the accountable owner for Cryptography across the bank. This senior role reports directly into the Global Head of Cyber Technology ... for a Cybersecurity leader to join us as the Global Head of Cryptographic Services, to shape our long-term...the transparent prioritisation of a common backlog to drive risk reduction, simplification and wider strategic needs. Ensure … more