- American Express (New York, NY)
- …the business through the New Product Approval (NPA) process. + Supporting drafting NPA risk assessment and managing all related due diligence steps. + Assisting ... + Serve as a key thought partner to BU Senior Leadership and Control Management Lead, providing expertise in...crisis risks throughout business processes and systems + Facilitating risk assessment performance in addition to further… more
- TD Bank (New York, NY)
- …self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments (monitoring, ... **Ability to independently identify, assess, and escalate issues requiring senior management attention** + **Experience leading bank compliance-related projects...risk assessment etc.) are completed and communicated in a continuous… more
- TD Bank (New York, NY)
- …self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments (monitoring, ... Demonstrated leadership abilities with interest in growing into a senior or leadership role. + CRCM preferred **Customer Accountabilities:**...risk assessment etc.) are completed and communicated in a continuous… more
- TD Bank (New York, NY)
- …markets business in general including some product knowledge. + Strong compliance and/or risk management assessment background. + Some level of understanding of ... a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our...the Volcker Rule and its applicability to a global markets business and associated required metrics production and… more
- SMBC (New York, NY)
- …+ Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee Compliance ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...management reporting for senior business leadership, CPAD Senior Management, Risk Management, and other governance… more
- Datavant (Albany, NY)
- …areas to audit based on risk + Support enterprise and compliance risk assessment processes to develop data-driven audit planning and the development of ... of Internal Audit will evaluate the effectiveness of internal controls, risk management practices, and governance processes across Datavant's Provider, Payer, Life… more
- American Express (New York, NY)
- …of Compliance risk management processes including governance, regulatory change management, risk assessment (also UDAAP and fair lending risk ... is to protect and enhance organizational value by providing independent, objective, risk -based assurance and advisory services, and to influence the way the company… more
- American Express (New York, NY)
- …years of experience in Financial Crimes Compliance, AML transaction monitoring, or related risk management roles in a large global financial institution. * ... us define the future of American Express. The American Express Global Financial Crimes Compliance (GFCC) function provides second-line policy, framework, oversight… more
- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...detail, and strong executive communication skills to interact with senior compliance stakeholders and audit partners. **Job Summary:** The… more
- JPMorgan Chase (New York, NY)
- …findings clearly. + Familiarity with intelligence collection methods, open-source research, and risk assessment frameworks. + Knowledge of IT controls, risk ... timely intelligence reports, briefings, and alerts for business units, risk managers, and senior leadership. + Support...intelligence requests and provide subject matter expertise on supplier risk . + Maintain awareness of global events,… more