- HUB International (New York, NY)
- …and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer, will be a highly visible, senior leadership position, reporting ... directly into the Global/Executive Chief Compliance and Risk Officer, working closely with RPW senior ...a strong understanding of legal principles relevant to corporate governance , compliance , and strategic business initiatives. +… more
- American Express (New York, NY)
- …**Essential Job Functions:** + Support the implementation of the operational resilience risk governance framework, including building a specialized risk ... Risk Management (TRM) team, within the Global Risk and Compliance organization and led by...for supporting and executing on the overall operational resilience risk management and governance framework at the… more
- American Express (New York, NY)
- …for Enterprise Payments. The successful candidate will play a key role in risk management, control oversight, and governance activities, with a strong focus ... The successful candidate will play a key role in risk management, control oversight, and governance activities,...systemic risks or process weaknesses. + Partner across Product, Risk , Compliance , and Control Management teams to… more
- Citigroup (Queens, NY)
- …within MRM is responsible for the driving the product strategy, program management, governance , and continuous enhancement of the Model Risk Management System ... improve risk metrics reporting and documentation digitization. + Provide governance over IT project delivery, ensuring initiatives are completed on time, within… more
- JPMorgan Chase (New York, NY)
- …alternative investment strategies in private market investments. You will lead regulatory and compliance risk oversight for some of the most complex and dynamic ... your expertise to JPMorganChase (the firm). As part of Risk Management and Compliance , you are at...senior audiences. + Strong working knowledge of fund governance , including preparation of Board materials and annual … more
- Confluent (Albany, NY)
- …risk detection, failure recovery, and continuous resilience testing. + Collaborate with compliance , governance , and risk teams to translate regulatory and ... One Team. One Data Streaming Platform. **About the Role:** We are seeking a Senior Software Engineer II to architect, build, and operate services that are core to… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... creating a culture of compliance that will cascade throughout the organization. The Senior Compliance Business Manager will serve as a key member of the… more
- HSBC (New York, NY)
- … management governance within Finance, and will be a key member of senior governance forums and Committees as requested by management. These include: + ... These include the US and Americas Finance Leadership Team, senior management in Global Finance, Enterprise Risk ...Group SOX for matters in relation to Group SOX compliance and through appropriate local governance for… more
- Wellington (New York, NY)
- … Compliance & Risk Group, working closely with other compliance professionals and attorneys. **RESPONSIBILITIES** The Senior Compliance Analyst's ... our perspectives with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments… more
- Santander US (New York, NY)
- …stakeholders. + Prepare detailed Model Development Documentation (MDD) to ensure regulatory compliance . Risk Analytics & Model Development: + Develop, test, and ... regulatory bodies. + Ensure all models comply with internal governance and regulatory guidelines (Basel III, SR ... Risk Management/Controls - Required. + Strong market risk management principles, methodologies and tools, governance … more