- Citigroup (Queens, NY)
- …cross functional leaders across Wealth. + Support enhancements to the Material Risk Inventory process for operational, compliance and reputational risks, also ... driven process to proactively prepare for on internal audit, risk / compliance reviews and regulatory exams...senior colleague/ client commitment. + Articulates clearly how risk technology supports unit's business, as well as the… more
- JPMorgan Chase (New York, NY)
- …for climate, nature and social risk topics. **Job Description** As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase ... to protect JPMC via a firmwide framework that informs risk appetite and defines governance processes. This...implementation with the firm's Legal Entities (LE) to drive compliance with firmwide climate, nature and social risk… more
- Raymond James Financial, Inc. (New York, NY)
- …and other initiatives. . Plays a central role in shaping the firm's 1LOD/2LOD risk governance model, helping define and clarify roles and responsibilities across ... to provide essential risk context. . Reports risk -related data including risk exposure, compliance...aspects of the Private Client and Asset Management . Risk assessment methodologies . Risk governance… more
- Mizuho Corporate Bank (New York, NY)
- …Reporting process. + Aggregate risk data for regional and business reporting to senior management risk governance forums. + Drive a consistent approach ... + Lead the design, production, and delivery of high-quality risk reporting for senior management, risk...+ Contribute to, attend, and participate in various non-financial risk governance forums. Qualifications: + Bachelor's or… more
- BMO Financial Group (New York, NY)
- …Collaboration:** Partner with operations, technology, compliance , and second-line risk teams to strengthen governance and control frameworks. + ... Markets and plays a critical part in ensuring robust risk governance , strategic oversight, and control enhancement...**Advisory & Partnership:** Serve as a senior risk partner to trading desks, advising… more
- Bloomberg (New York, NY)
- …key Legal, Risk , Business and Technology partners, in delivering a Compliance Risk Management Program (Program) and contributing to key regulatory ... 12 month contract Location New York Business Area Legal, Compliance , and Risk Ref # 10045734 **Description...will identify and escalate top and emerging risks to senior management and to Compliance management. **We'll… more
- TD Bank (New York, NY)
- …and control assessments, access controls, regulatory compliance , technology resiliency, risk and control governance and metrics, incident management, secure ... risk concepts + Oversees a team of senior risk managers as they lead second... indicators and monitor best practices that drive technology risk and regulatory compliance + Designs appropriate… more
- Motion Recruitment Partners (Getzville, NY)
- …Experience** * Bachelor's/University degree. * 5-8 years of experience in Operational Risk Management, Compliance , Audit, or other control-related functions in ... skills, with a demonstrated ability to engage at the senior management level. * Collaboration skills with multiple stakeholders...You Will Be Doing** * Support the delivery of Risk Metrics strategy and oversight governance across… more
- American Express (New York, NY)
- … Manager will: + Lead or support of reviews, and maintenance of legal risk policy, procedures, governance updates, roles & responsibilities, and requirements + ... & processes + Draft and deliver detailed reports and presentations to senior leadership, summarizing risk assessments, findings, and recommendations + Contribute… more
- Bloomberg (New York, NY)
- …Testing Officer - Chief Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10047142 **Description & Requirements** **The energy of ... to you to make it happen.** **Our Team** Bloomberg's Risk , Legal, & Compliance Departments play a...stakeholders throughout the assurance lifecycle + Presenting directly to senior management on results + Managing ad hoc assignments… more