- USAA (Charlotte, NC)
- … insights to be delivered to executives and board members. + Executes compliance risk management activities in accordance with enterprise compliance ... and impactful. **The Opportunity** We are seeking a talented Risk and Compliance Advisor Lead focusing on...events. + Serves as the point of contact for senior risk leadership on projects and special… more
- Confluent (Raleigh, NC)
- …risk detection, failure recovery, and continuous resilience testing. + Collaborate with compliance , governance , and risk teams to translate regulatory and ... One Team. One Data Streaming Platform. **About the Role:** We are seeking a Senior Software Engineer II to architect, build, and operate services that are core to… more
- PNC (Raleigh, NC)
- …and PNC Ohio Trust Company * Manage aspects of program including - Independent compliance risk assessments - Testing and monitoring - Initiative coverage - Issue ... opportunity to contribute to the company's success. As a Compliance Program Manager Senior within PNC's Enterprise...of the risks identified and presents recommendations on necessary risk mitigation to senior leadership. Uses knowledge… more
- PNC (Randolph County, NC)
- …valued and have an opportunity to contribute to the company's success. As a Compliance Program Specialist Senior within PNC Wealth Management, you will be based ... manage and mitigate the identified risks. If necessary, escalates identified risks to senior team members. Identifies compliance impact on matters such as… more
- American Express (Charlotte, NC)
- …readiness. The ideal candidate will have a strong background in program management, governance , and risk oversight - with the ability to influence across ... with the Director to prepare materials and updates for governance committees, management meetings, and risk reviews....enterprise dashboards. + Build strong partnerships with 2LOD (Operational Risk , Compliance ) and 3LOD (Audit) partners to… more
- USAA (Charlotte, NC)
- …Governance , or quality governance . + Apply an integrated understanding of risk and regulatory compliance to include business strategies and solutions. + ... individual to champion risk awareness and boost the effectiveness of our risk and compliance programs. You'll team up with various departments, including … more
- City National Bank (Charlotte, NC)
- …Additionally, this role is responsible for the overall assessment of the Bank's Risk Governance Framework and adherence to the Heightened Standards. Prior ... over the design and operating effectiveness of the Bank's risk management practices, governance processes, system of...years of audit or related experience in banking operations, compliance , and/or risk management activities. * Minimum… more
- USAA (Charlotte, NC)
- …responsible for the development, implementation and oversight of programs that support effective risk and compliance management in the first line of defense. ... for risk and control self-assessments, identifying control failures, facilitating risk and compliance remediation, internal and external audits and… more
- Capital One (Charlotte, NC)
- Principal Auditor (Experienced Senior Auditor), Financial Crimes Compliance Capital One's Audit function is a dedicated group of professionals focused on ... to medium size BSA / AML, Sanctions, and Fraud Compliance audits. Perform risk assessments of business...assurance on the effectiveness and efficiency of Capital One's governance , risk management, and internal control processes.… more
- Capital One (Charlotte, NC)
- Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on ... assurance on the effectiveness and efficiency of Capital One's governance , risk management, and internal control processes....+ At least 3 years of experience in auditing, compliance , risk management, accounting, or a combination.… more