- Charles Schwab (Westlake, TX)
- …controlled, and to challenge Executive Management to improve the efficiency of governance processes, risk management, and internal controls. The Broker Dealer ... Asset Management (BDAM) Audit Team is seeking a Senior IT Auditor ( Senior Specialist, Internal Audit...key regulations by evaluating and improving the efficiency of risk management, control, and governance processes. This… more
- Scotiabank (Dallas, TX)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... Senior Manager, US IT Infrastructure - Service Delivery...including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk… more
- Wells Fargo (Austin, TX)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (San Antonio, TX)
- …and maintaining external and internal partnerships + Experience identifying and mitigating risk , ensuring compliance with processes and procedures + Excellent ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Dallas, TX)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (Austin, TX)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (Irving, TX)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Scotiabank (Houston, TX)
- …+ Skilled in regulatory/audit interaction, especially remediation + Experience with risk governance tools (eg, control libraries, policies, procedures) + ... with risk policies and regulatory expectations + Partner with senior leaders to enhance RCSA methodology, integrating scenario analysis, loss events, and… more
- Wells Fargo (Irving, TX)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- JPMorgan Chase (Plano, TX)
- …and consistent control environment across Wholesale Lending Services (WLS) and execute Compliance & Operational Risk Evaluation (CORE) requirements. Join our ... team as a Control Manager, Senior Associate, and help ensure a sustainable and disciplined...with stakeholders to support control breaks, resolutions, and operational risk events. + Engage with legal, compliance ,… more