- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group . Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees...or processes under the oversight of one or more senior team members. Incumbents are typically developing subject matter… more
- Citigroup (New York, NY)
- …culminate in consistent messaging. In addition, there is opportunity to provide Senior Management with themes that emerge from the feedback received through these ... from an Independent Risk Management perspective. + Produce thematic summaries to Senior Management on regulatory interactions and developments to provide insight and… more
- Highmark Health (Buffalo, NY)
- …deliverables.Prepares all work paper and supporting documentation evidence according to audit quality standards in a consistent manner. + Schedules, delivers, and ... risks, and assists with the development of assurance plans (eg, on-site audit , contract review, financials assessment, purchasing data analysis) to address relevant… more
- Citigroup (New York, NY)
- …Management (ERM) Data Governance Transformation Team, you will be part of a group that is responsible and accountable for the following: Establish, maintain, and ... **Role Overview** Sitting within the ERM Data & Technology Group within Data Risk Management, the ERM Data Governance&...skills are required to negotiate internally, often at a senior level. The role will actively apply a range… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group . Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40… more
- TD Bank (New York, NY)
- …Job Title: Manager, Operational Risk Management Job Level: Level 10 Business/Product Group : TD Securities US Operational & Enterprise Risk Management Location: New ... compliance with, the TD Bank Operational Risk Management Framework and the TD Group US Operational Risk Management Framework in TD Securities wholesale operations in… more
- S&P Global (New York, NY)
- …This role will work closely with Analytic teams, Compliance (2nd Line), Internal Audit (3rd Line), Rating Operations, Editorial and other IBC colleagues to implement ... controls. + Work with 2nd/3rd Line departments (eg, Compliance, Internal Control, Internal Audit , etc.) to optimize the partnership between the 3 Lines of Defense. +… more
- Citigroup (New York, NY)
- The Director, HR Legal is a Senior Lead Counsel 2 (Employment & HR) role and is a senior level position responsible for serving as subject matter expert and key ... contracts, immigration law, workplace safety, data retention, and privacy + Audit employment policies, practices, and compliance initiatives while identifying areas… more
- KeyBank (Albany, NY)
- **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 The Central Supervision Group (CSG) represents the Office of Supervisory Jurisdiction for Key Investment ... Services LLC. The Senior Associate-Central Supervision Principal reports to the Head of...CSG and serves as the Designated Principal for a group of KIS registered representatives on behalf of the… more
- Citigroup (Getzville, NY)
- …based in New York City, Buffalo, Delaware and Tampa and reports (through the broader Group manager) to the Controller of Citigroup. The SEC Group is responsible ... reporting, Citi's Accounting Policy Manual Reporting, and analysis for Senior Management and Citi's Board of Directors. In addition...Assist with the execution and coordination of KPMG external audit and Citi's Internal Audit /Controls groups +… more