- Citigroup (New York, NY)
- Serves as a Senior Regulatory Engagement Manager for Citi's Services businesses, responsible for the promotion, support, monitoring, reporting and leadership on ... regulators. + Establishing and developing effective relationships with Citigroup senior management, front line, second line (including independent risk, finance,… more
- KeyBank (NY)
- …Anti-Money Laundering (AML) Enterprise Team activities, including facilitation of audit requests, task tracking, mailbox monitoring, process change management, ... Compliance Manager and the Team Director. **ESSENTIAL JOB FUNCTIONS** + Facilitate audit and other requests and coordinate responses. + Maintain task tracking in… more
- Lincoln Financial (Albany, NY)
- …information security risk assessments on parties' external to Lincoln Financial Group to ensure that information security risks associated with those relationships ... for assigned area(s) of responsibility, assesses the impact, and collaborates with senior management to incorporate new trends and developments in current and future… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible for ... regulatory matters as required. Serves as liaison with regulatory examiners, Internal Audit , and external auditors on critical Compliance issues and oversees the… more
- KeyBank (NY)
- …and projects. + Actively participate in regulatory examinations, as required. + Provide senior managers with reports and information for the purpose of day to day ... institution (i. e., bank and securities industry), compliance, Risk Management, or audit related activity + Ability to multi-task + Initiative-taking + Ability to… more
- Citigroup (Getzville, NY)
- The Regulatory Reporting role is a senior analyst position within the CGMI Segregation Oversight team, which is responsible for executing daily controls to mitigate ... Legal, Compliance (NY/NJ), Compliance Independent Assurance testing, and Internal Audit . Externally, this role regularly interfaces with representatives from the… more
- SMBC (New York, NY)
- …Information Security team, Enterprise Architecture and Engineering teams, Systems Administration, Group Companies, Internal Audit , Compliance, the Fraud team, ... SMBC Group is a top-tier global financial group...portfolio of benefits to its employees. **Role Description** The Senior Security Architect is a part of the Solutions… more
- Citigroup (Getzville, NY)
- **Regulatory Operations Senior Data Analyst - AVP** **Team/Function Overview:** The Regulatory Operations group (Reg Ops) is a centralized unit within the ... + Supporting responses to inquiries from regulators, compliance assurance, and internal audit by providing data-driven analysis and documentation. + Working with the… more
- Citigroup (New York, NY)
- …investor conferences, roadshows, and ad hoc investor meetings, while also advising senior management and the Board on investor sentiment and market perceptions. ... will engage with a variety of stakeholders across Finance, businesses, and senior leadership, and must be comfortable managing multiple workstreams in parallel. The… more
- Citigroup (Getzville, NY)
- …Interact with Markets 1LOD teams, Operational Risk Management, Compliance, Internal Audit and other functions to provide deliverables and business insight. ... within the business, Markets Controls, Operational Risk Management, Compliance, Internal Audit and other + functions. + Build effective prioritization skills as… more