- TD Bank (New York, NY)
- …and Front Office Technology on surveillance data quality issues. Engage with regulators and Internal Audit as needed to address any question s or inquiries ... strategic guidance and independent oversight of the surveillance output and analyst dispositions of alerts, and suggested enhancements to the program. Through… more
- MTA (New York, NY)
- …Responsibilities: + Responsible for the overall management of a staff of two: a senior analyst and a consultant. Select, develop, and motivate personnel within ... Summary formats completed for departmental matters. + Liaise with the MTA's Internal Audit department with regard to the risk management function. + Liaises with… more
- S&P Global (New York, NY)
- …Solutions for risk and control management activities, including but not limited to Internal Audit findings, controls testing, risk management and responding to ... **About the Role:** **Grade Level (for internal use):** 12 **The Team** The In-Business Controls...multiple areas within Ratings, . with regular interaction with senior leaders in the Division and Corporate Functions. You… more
- Mizuho Corporate Bank (New York, NY)
- …Reconcile all trades and positions for Money Market trades, Repos, Fixed Income, and internal transactions. + Act as a business analyst with business users ... trades to ensure they are entered into our treasury internal system or external systems. + Produce daily reports...including treasury back office, Risk, and Audit . + Liaise with prime brokers and counterparties to… more
- M&T Bank (Amherst, NY)
- …analytical and operational support under guidance of a manager or more senior analyst . **Primary Responsibilities:** + Develop and produce routine departmental ... M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators… more
- Mizuho Corporate Bank (New York, NY)
- …domestic and international settlements of treasury trades. . Acting as a business analyst with business users including treasury back office, Risk, and Audit . ... Supporting the team in any regulatory exams and addressing internal findings issued by the second or third line...in the production of reports circulated to the Bank's senior management or regulators. The expected base salary ranges… more