- American Express (New York, NY)
- …standards. The scope will include both external exams (ie FRB, OCC) as well as internal reviews (ie Quality Assurance, 2LOD, Internal Audits). This role will be ... + Anticipate possible examiner questions and suggested responses and develop internal training materials and external storyboard materials. + Review exam… more
- Institute of Electrical and Electronics Engineers (New York, NY)
- …are strong problem-solvers and project managers, and we encourage development and recognition for good work. We work in a fast-paced, non-profit environment. This ... * Assist the Deputy General Counsel for Compliance and the Senior Corporate Compliance Manager with ensuring an effective sanctions compliance program… more
- Wells Fargo (New York, NY)
- …procedures which govern the documentation process + Ensure adherence to controls and risk mitigation measures applicable to transaction management and documentation ... Use industry documentation standards and best practices to influence our internal processes + Manage projects impacting documentation group including identifying and… more
- Citigroup (New York, NY)
- …expectations + Excellent communication and presentation skills to engage diverse range of internal and external audiences, from peers to senior executives. + ... this evolving space. **Embedding Sustainability Mindset with in CCB** + Create internal awareness and momentum and help embed sustainability knowledge into the wider… more
- Citizens (New York, NY)
- …market needs and organizational goals. This role will collaborate across internal stakeholders including Capital Markets, CRA, Credit Risk, Compliance, Legal, ... features and/or custom product solutions + Develop a product roadmap using internal /external inputs and rationalized through analytics & business cases + Sponsor… more
- Raymond James Financial, Inc. (New York, NY)
- …Risk data aggregation and modelling techniques. **Skill in** + Risk operations, internal controls , and regulations. + Data aggregation, data governance, ... latitude for un-reviewed actions or decisions, and maintain extensive contact with senior executives, internal and external auditors and regulatory authorities.… more
- Axis (New York, NY)
- …identify potential exposure areas in broker relationships and implement mitigating controls . Regulatory & Licensing Compliance: * Ensure that all appointed brokers ... brokers with compliance deficiencies, ensuring timely resolution. * Work closely with internal audit, risk, and legal teams to enhance oversight mechanisms for… more
- City of New York (New York, NY)
- …(EIC) of Bridges Contracts & Compliance Unit. Reporting directly to the Senior Director of Finance in the Division of Bridges. The selected candidate ... experts in contract related issues, serve as liaison between Bridges and internal agency project oversight. The additional duties and responsibilities of the EIC… more
- Ryder System (Albany, NY)
- …The Financial Analyst will provide financial and analytical support to Senior Financial Management, Group Logistics Managers, and Logistics Managers. **Essential ... working on projects & accounting system enhancements, and analytics. Maintains Sarbanes-Oxley controls and assist with quarterly audit for various areas. + Assists… more
- Scotiabank (New York, NY)
- …and delivery of complete, accurate and timely liquidity reports for meeting internal and regulatory needs + Provides preliminary oversight over deliverables by ... and participates in the resolution of items raised by regulatory, and internal and external compliance bodies on reporting content and processes. + Deliver… more