- SMBC (New York, NY)
- …(eg, NYS DFS 500, FFIEC). + Knowledge of audit techniques, risk and internal controls assessment, and workpaper standards. Ability to manage and execute ... conduct audit coverage for the firm's cybersecurity and other related technology controls . Reporting to the Cybersecurity Audit Team Head, the Audit Vice President… more
- TD Bank (New York, NY)
- …objective and independent opinions on the adequacy of AML/ATF/Sanctions/ABAC processes and controls in accordance with regulatory and internal requirements, and ... ML/TF, Sanctions Risk Assessment methodologies, procedures, and challenge documentation. The Senior Financial Crime Risk Oversight Analyst provides a range of… more
- City National Bank (New York, NY)
- …risk and control environment arising from risk assessments, risk monitoring, internal and external events, and regulatory exams * Collaborate with risk oversight ... framework, which includes risk identification and assessment; risk measurement; risk controls ; and risk monitoring and reporting to improve operational resilience.… more
- Bank of America (New York, NY)
- …report production tasks for regulatory reports. * Respond to regulatory agencies and internal control partners on inquiries and reporting breaches * Participate ... for a site, region, or product line within the bank's internal operations. Key responsibilities include identifying, analyzing, and resolving complex problems,… more
- Citigroup (New York, NY)
- …+ Drive administrative, operational, reporting and quality improvements through partnership with internal teams + Manage financial control by applying a ... available to all. The Business Unit Manager is a senior management-level position in the Enterprise Data Office (EDO)...Manage budgetary requirements and relevant processes Governance, Risk & Controls + Assist in internal audit reviews,… more
- Avanade Inc. (New York, NY)
- …you lead. * Thought Leadership - Publish at least three external and five internal assets per year, and present at two industry events to amplify Accenture's market ... NAIC, 21 CFR Part 11, GDPR, and emerging AI‑governance frameworks; embed controls in every solution blueprint. * Partner & Ecosystem Management - Coordinate… more
- University of Rochester (Rochester, NY)
- … internal controls that mitigate risks, and related opportunities for internal control improvement + Identifies the broader impact of current decisions ... information technology management processes and demonstrates advanced understanding of business processes, internal control risk management, IT controls and… more
- MTA (Jamaica, NY)
- …for a system of Internal Controls and a program of Internal Control Review within the organization that promotes efficiency and effectiveness to help ... activities while collaborating with the Compliance Director and Senior Manager supporting MTA and its Subsidiary Agencies to...its Subsidiary Agencies to deliver an effective and efficient Internal Control Review program that roots out… more
- MTA (New York, NY)
- …for a system of Internal Controls and a program of Internal Control Review within the organization that promotes efficiency and effectiveness to help ... activities while collaborating with the Compliance Director and Senior Manager supporting MTA and its Subsidiary Agencies to...its Subsidiary Agencies to deliver an effective and efficient Internal Control Review program that roots out… more
- Citigroup (New York, NY)
- …first class service to trade booking flow initiatives to support risk and control outcomes. Determine required booking processes, controls , and analysis of ... potential escalation issues, to all concerned parties. Provide support to the Controls and Regulatory Management Portfolio Lead by preparing materials for all… more