- L3Harris (Rochester, NY)
- …pursuit of international sales opportunities. This position reports directly to the Senior Director of Trade Compliance Essential Functions: + Review and ... domains in the interest of national security. Job Title: Trade Compliance Lead Job Code: 31460 Job...related experience. + Minimum 5 years of experience with International Traffic in Arms Regulation (ITAR) and the Export… more
- TD Bank (New York, NY)
- …+ Build and maintain business intelligence dashboards. + Communicate effectively with senior compliance stakeholders to share findings and methodologies. + ... monitoring and oversight activities, reporting on the state of compliance to the Board, UDP and senior ...ensure precision and reliability using platforms such as Nasdaq Trade Surveillance and Trading Hub, among others. + Create… more
- Justworks (New York, NY)
- Senior Product Manager, International Payments New York, New York Apply Who We Are At Justworks, you'll enjoy a welcoming and casual environment, great benefits, ... the Role / What You'll Work On As a Senior Product Manager, International Payments, you will:...+ Collaborate closely with engineering, design, operations, finance, and compliance to deliver scalable and compliant payment solutions. +… more
- TD Bank (New York, NY)
- …for your business area/function and the bank, both internally and/or externally The Senior Compliance Office provides advice, guidance and support to business ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is...team is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience in… more
- HUB International (New York, NY)
- …SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer, will be a highly visible, senior leadership position, ... **ABOUT US** At **HUB International ** , we are a team of entrepreneurs....Compliance and Risk Officer, working closely with RPW senior leadership to collectively support the growing RPW business… more
- TD Bank (New York, NY)
- … senior management. + Stakeholder Engagement: Serve as primary contact to Trade Surveillance teams, CDO, Compliance Technology, and Front Office Technology on ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is...a global role, the incumbent will work with the Trade and Communications Surveillance leads across geographies (US, Canada,… more
- Citigroup (Getzville, NY)
- …accounts for potential sanctions-related risks. This role involves working closely with senior analysts and other departments to ensure compliance with global ... sanctions alerts generated by automated systems, escalating suspicious activity to senior analysts or management. + Support the investigation of potential matches,… more
- Scotiabank (New York, NY)
- …risk and compliance issues with the ability to communicate with senior personnel on detailed issues in business; + Drive analyses of operational risk ... Senior Manager, Business Risk Management US GTB **Requisition...business. Assist to ensure all activities conducted are in compliance with governing regulations, internal policies and procedures. Provides… more
- TD Bank (New York, NY)
- …for this role. **Line of Business:** Risk Management **Job Description:** **The Senior Group Risk Analyst for Insider and Conduct** provides a comprehensive and ... professional judgement and discretion in interacting and communicating with staff and senior management of the Bank with respect to regulatory risk and other… more
- Citigroup (New York, NY)
- **The Senior Lead Counsel II is a senior level position responsible for serving as strategic business partner and subject matter expert by providing legal ... of asset-backed products, including auto loans, consumer loans, credit cards, trade receivables and CLOs, preferably with global exposure. Must be collaborative.**… more