- City National Bank (Raleigh, NC)
- * SR AUDIT MANAGER - BSA/ AML * WHAT IS THE OPPORTUNITY? The Senior Audit Manager will lead a team of auditors to assess the design and operating ... Bank policies, and the effectiveness of operations of the BSA/ AML function. The Senior Manager ... will be responsible for all aspects of the audit , including the planning, execution, and reporting phases. The… more
- Synchrony (Charlotte, NC)
- …Internal Audit is a strategic leader and critical member of the Internal Audit Senior Leadership Team (SLT). This role will lead teams of experienced ... auditors providing control assurance over Risk, Compliance, AML /BSA, Models, Credit, and Growth risks. The incumbent will...the Chief Audit Executive (CAE) and the Audit Senior Leadership Team (SLT) on developing… more
- Regions Bank (Charlotte, NC)
- …logging into the careers section of the system. **Job Description:** At Regions, the BSA AML and OFAC Compliance Function Manager operates as a first, second, or ... expert that advises on business and/or product decisions. The manager will have full ownership for one or more...to identify potential areas of risk related to BSA, AML , and OFAC compliance and develops strategies to mitigate… more
- Citizens (Charlotte, NC)
- Description As the First Line Risk Senior Manager for the Embedded Banking business, you will represent the First Line of Defense and identify and mitigate ... and significant business growth. You will work with the Senior Director/Director to adhere to internal governance processes for...You will also work with the First Line Risk Manager to initiate root cause analysis into control failures… more
- City National Bank (Raleigh, NC)
- …results of testing performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior management in meetings, ... * AUDIT MANAGER I- ENTERPRISE RISK MANAGEMENT*...synthesizes results of testing performed, effectively communicates results to senior management to affect change, and delivers well written… more
- NTT DATA North America (Charlotte, NC)
- …+ Should be able to independently draft quality reports and present results to senior audit management across the globe, and engage in discussions about risk ... to improve the control environment **Required Qualifications:** + Experience Range: 7-10 years ( Audit Manager ) + Strong internal audit experience + Good… more
- Fifth Third Bank, NA (Charlotte, NC)
- …to Senior Management regarding their business lines (Legal, Audit , and Senior level Operating Committees). + Works with Sr . leadership to set strategic ... manager may also be required to provide targeted AML and OFAC training to business unit staff and...Five years of related work experience, preferably with a BSA/ AML compliance department, internal audit , regulated FinTech,… more
- TD Bank (Charlotte, NC)
- …compliance in all jurisdictions where TD operates. **Job Description Summary:** The Senior Financial Crime Risk Analyst role contributes to the development and ... maintenance of TD's AML /ATF/Sanctions/ABAC programs, including frameworks, methodologies, policies, standards, procedures, awareness...etc. **Depth & Scope:** + Works independently as the senior analyst / subject matter expert and may coach… more
- TD Bank (Charlotte, NC)
- …Crime Risk Specialist role develops and maintains TD's AML /ATF/Sanctions/ABAC programs, including frameworks, methodologies, policies, standards, procedures, ... compelling business context and advice; influences and gains alignment across increasingly senior stakeholders + Works autonomously as the lead and guides others… more
- TD Bank (Charlotte, NC)
- …deliver specialized/ad hoc training and reporting, as required.** **Compliance Business Oversight Manager ** **Reporting to the Senior Manager , the Compliance ... providing trusted and reliable reporting, advice and opinion to senior leadership and the Board on the state of...in a governance related field (eg Compliance, Risk Management, AML , Legal, Audit )** **Customer Accountabilities:** + Proactively… more