- Aflac (New York, NY)
- VP, Investment Compliance Manager The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 8034 About ... decisions yet communicate and escalate issues as appropriate to senior leadership. + Partner effectively with investment advisory staff...a plus Skills/Knowledge: + Minimum 2 years as a manager in Investment Compliance + Good working… more
- City of New York (New York, NY)
- …Policy and Development, with very wide latitude for independent decision and action, the Senior Manager of Policy Compliance will direct research, conduct ... drafting of reports utilizing research methods and program evaluation techniques. The Senior Manager of Policy Compliance will provide technical guidance to… more
- Coinbase (Albany, NY)
- …to speak with you about joining our team. Coinbase is looking for a Security Compliance Manager to drive second line of defense technology compliance ... us as we scale worldwide. Essential to scaling is building and running a security compliance program that reflects how we protect the data and assets in our care, to… more
- Amazon (New York, NY)
- …as a business enabler? Amazon Web Services (AWS) is looking for a highly motivated Compliance Program Manager to join our audit team in AWS Security Assurance to ... support the delivery of AWS's flagship compliance programs, including ISO, PCI, HITRUST, and SOC. You...a trusted advisor, you'll communicate program results effectively to senior leadership and guide teams in maintaining robust control… more
- TD Bank (New York, NY)
- …culture of compliance that will cascade throughout the organization. The US Compliance Senior Transformation Manager supports the overall coordination of ... may vary depending on availability and individual circumstances. **Job Profile Summary** The Senior Manager , Compliance Business Oversight manages and leads… more
- Capital One (New York, NY)
- AML Compliance Advisor Senior Manager ...be regularly worked. Chicago, IL: $155,300 - $177,200 for Compliance Advisor Sr . Manager McLean, ... Capital One is seeking a Senior Manager AML Compliance Advisor to develop and...VA: $170,800 - $194,900 for Compliance Advisor Sr . Manager New York, NY: $186,300 -… more
- TD Bank (New York, NY)
- …specialized/ad hoc training and reporting, as required.** ** Compliance Business Oversight Manager ** **Reporting to the Senior Manager , the Compliance ... Business Oversight Manager will support the Enterprise Compliance Regulatory Change Program, including governance, oversight, technology, and processes. The… more
- MTA (New York, NY)
- …, and internal auditors . May assume the identified responsibilities of the Senior Manager -Legislative Initiatives and Compliance Services in their absence. ... Manager Legislative Initiative and Compliance Services...ompliance tasks and activities. This position will also update senior officers on the relevant dutie s and activities,… more
- SMBC (New York, NY)
- …employees. **Role Description** Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Policy Manager to join our Compliance Department ... visible role, you'll collaborate closely with subject matter experts (SMEs) and senior stakeholders within the Americas Division (AD) to develop, communicate, and… more
- TD Bank (New York, NY)
- …TD Securities is seeking a highly experienced and strategic Senior Conflict Manager to join our Compliance Control Room. This role is critical in ... global policy rollouts, system migrations, and process reengineering + Serve as a senior advisor to business and compliance stakeholders on complex conflict… more