- TD Bank (New York, NY)
- …Description:** The TDS US Compliance team is looking for an Associate candidate ( Senior Compliance Officer) to join the new Fixed Income Trade Surveillance team. ... years of experience in trade surveillance of fixed income products, especially credit derivatives (CDS, CDX) and high-yield loans with a strong understanding of the… more
- TD Bank (New York, NY)
- …issues, implement controls to prevent recurrence, and enhance reporting mechanisms for senior management. + Stakeholder Engagement: Serve as primary contact to Trade ... has enterprise wide impact or accountability. + Position deals with senior /executive management. + Key contact for business management, regulators and… more
- Mizuho Corporate Bank (New York, NY)
- …professionals, and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives , FX, custody ... be the 'go-to' person for the project status for senior management as well as escalated support assistance and...+ 5+ years' experience as a team lead or manager for business analysts + Experience in working with… more
- TD Bank (New York, NY)
- …Credit Sales and Trading, US Rates Sales and Trading, Repo Trading, Global Equity Derivatives Sales and Trading, Securitized Sales and Trading, Emerging Markets ... access: ADR training, cash equities sales & trading, corporate access, equity options and alternative strategies, ETF trading, global electronic trading, global… more
- TD Bank (New York, NY)
- …ECM products include IPOs, follow-on offerings, private placements, convertible debt, and equity derivatives . + LFPC products include leveraged loans, high yield ... for multiple analyst positions within: + Investment Grade Debt Capital Markets + Equity Capital Markets + Leveraged Finance and Private Credit TD Securities is a… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives , energy, foreign exchange and precious metals. We also cross-sell the full ... value proposition to our clients + Support Parent Account Manager 's (PAMs) globally and the senior team...Foreign Exchange, Risk Solutions, Project Finance, Debt Capital Markets, Equity Capital Markets and USPP + History of managing… more
- TD Bank (New York, NY)
- …on short to medium-term issues (eg 6-12 months) + Generally reports to a Senior Manager or above **Education & Experience:** + Undergraduate degree in Business ... and front-office decision-making. You'll work with Equities Sales, Trading, Research, senior management, and TDS Technology to develop data infrastructure and… more
- Neuberger Berman (New York, NY)
- …+ Strong knowledge of SMA structures, tax-managed strategies, and investment products ( equity , fixed income, derivatives , ETFs, mutual funds). + Experience ... procedures, and implement continuous improvements that enhance model delivery, manager -traded account oversight, and business scalability. Responsibilities + Champion… more
- TD Bank (New York, NY)
- …and Commercial Paper businesses. + Cross train with Debt Capital Markets and Global Equity Derivatives Syndicate Operations Desks to aid and assist in a backup ... of TDS / GBS + Acts as a project manager for small-scale projects/initiatives + Initiates or participates in...project status and provides timely escalation of issues to senior management to ensure project objectives are met +… more
- TD Bank (New York, NY)
- …global counterparties for trading products such as cash prime brokerage and equity derivatives , (ie Prime Brokerage Agreements, Term Commitment Agreements, ISDA ... funds. + Lead or participate in internal calls with senior credit officers and front office contacts, as well...access to a premier US equities business and highly-diverse equity research franchise, while growing our strong, diversified investment… more