- TD Bank (Charlotte, NC)
- …oversight through management of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related ... drafting Impact Assessment Summary documents + Tracking implementation status and reporting on progress (including metrics formulated in Excel) + Collaborating with… more
- TD Bank (Charlotte, NC)
- …initiatives as needed** **Job Summary:** The **Compliance Administration Oversight & Reporting Manager ** ensures regulatory adherence and risk management within ... Management Services Inc) with independent and complex regulatory regimes.** **The Financial Advisors, Relationship Managers, and Investment Advisors who are part of… more
- MetLife (Cary, NC)
- …the Global Business Solutions & Global Customer Service and Operations Audit team, reporting directly to the Audit Assistant Vice President / Audit Team Leader. ... Centers, and Customer Service & Operations. The team partners closely with senior leaders across the Globe to ensure compliance, operational efficiency, and… more
- Cisco (Research Triangle Park, NC)
- …the control environment and reporting in support of senior executive certifications. Reporting to the SOX Senior Manager , this person will be a key ... Finance Manager - Controls & Compliance Apply (https://jobs.cisco.com/jobs/Login?projectId=1450022) +...and educate functional process owners, including non-finance individuals, on financial reporting risks, the importance of controls,… more
- TD Bank (Charlotte, NC)
- …specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager I - US Non- Financial Risk Management (NFRM) is responsible for ... of detailed testing and analysis of controls, procedures, and reporting mechanisms + Ensures documentation and reporting ...scope, status, and findings + Works at direction of Senior Audit Manager + May perform testing… more
- Corning Incorporated (Charlotte, NC)
- …analysis required to support Senior Management and GAAP and non-GAAP financial forecasting and reporting . He/she will provide technical guidance and prepare ... filings (eg, Form 10Q and 10K) to ensure accurate financial reporting as well as enabling and...tax compliance. This individual will collaborate closely with the Senior Manager , Tax Operations (International Tax) to… more
- Kimley-Horn (Raleigh, NC)
- …and systems. + ** Financial Reporting :** + Ensure timely and accurate reporting of financial performance to senior management. + Monitor budget ... to oversee our financial accounting processes and ensure accurate and timely financial reporting . The ideal candidate will have a strong background in… more
- TD Bank (Charlotte, NC)
- …dedicated to setting new industry standards. **The Compliance Business Oversight Manager manages the oversight of various US Corporate Functions and provides ... and challenge related to their Compliance Management System programs. The Compliance Manager will lead important projects and functions that assist the team by… more
- TD Bank (Charlotte, NC)
- …frameworks, guidelines and standards for testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit, regulatory exam, and ... guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, regulatory compliance… more
- Bank of America (Charlotte, NC)
- …Money Laundering (AML) Refresh - Operations Professional Markets Subject Matter Expert Manager Charlotte, North Carolina **To proceed with your application, you must ... at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Anti-Money-Laundering--AML--Refresh Operations-Professional-Markets-Subject-Matter-Expert- Manager \_25032845) **Job Description:** At Bank of America, we… more
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