- TD Bank (New York, NY)
- …Framework including Rules mapping, control mapping and ongoing compliance assessment process . + Identify regulatory trends and developments that impact business ... analysis and execute requite implementation. + Provide ongoing reporting to senior management + Develop and deliver proactive strategies and tactics that… more
- Infopro Digital (New York, NY)
- …to the overall employee experience," says Sarah Lewis-Kulin, the Vice President of Global Recognition at Great Place To Work. She emphasizes that Certification ... Infopro Digital Group is recruiting an Event Content Manager to be based in our Nashville office,...The best of both worlds. Infopro Digital is a global company with 4,000 employees and annual revenues of… more
- BlackRock (New York, NY)
- …We offer access to the opportunities, information and resources available to a global asset manager combined with the agility of autonomous investment teams. ... preeminent asset management firms and a premier provider of global investment management, risk management and advisory services to...practices. Each team invests according to its unique philosophy, process and style and has a high level of… more
- TD Bank (New York, NY)
- …and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager , Governance and Control, the Manager supports ... Risk and Change Delivery to manage the New Business and Product Approval process . + Build and maintain constructive relationships with 1st and 2nd line partners… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas...Office is seeking a highly organized and experienced program manager to join our team. The Program Management and… more
- TD Bank (New York, NY)
- …of working in a highly focused operation, while being part of a major global investment dealer. Confidence in our US operations systems stems from the recognition ... your knowledge in the industry, gaining valuable experience while you develop into a senior banker. You will be exposed to a wide variety of clients, industries,… more
- TD Bank (New York, NY)
- …effective execution of relevant initiatives; Prepares and presents reporting at the most senior level of the organization to appropriately reflect risk + Keeps pace ... the first line as related to new products/businesses approval process to ensure alignment with TDBG's risk appetite +...fair banking compliance risk management matters + Reports to senior management, the TDBUSH and TDGUS Risk Committees of… more
- TD Bank (New York, NY)
- …Infrastructure and Resiliency Risk Management serves as a key member of the senior leadership team for the Enterprise Technology Risk function with deep subject ... and technology risk concepts + Oversees a team of senior risk managers as they lead second line challenge...microservice architectures + Understands the foundation of the RCSA process and the identification of risks and controls. +… more
- TD Bank (New York, NY)
- …Director-level candidate to lead the Surveillance Data Quality Team. This is a global role, the incumbent will work with the Trade and Communications Surveillance ... mitigate potential risks to the surveillance program, and ultimately the global Markets business, by delivering and comprehensive and effective second-line… more
- TD Bank (New York, NY)
- …on the status of Compliance policy, procedure and training initiatives to senior management, relevant boards and external stakeholders + Participate in special ... years of experience with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + Firm understanding of… more