- TD Bank (New York, NY)
- …and Business partners) to develop clear deliverables, milestone, and project plans for regulatory initiatives, new Global Control Room deployments, and Global ... Control Room enhancements. + **Issues Management:** Track and manage Regulatory and Audit Findings related to Global ...for enhancements, to the Global Head of Global Control Room and Compliance senior management.… more
- TD Bank (New York, NY)
- …candidate would have previous compliance experience, preferably in an advisory capacity. The Senior Manager will provide support to the overall Markets Advisory ... can provide you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business units in… more
- Citigroup (New York, NY)
- The Sec & Derivatives Sr Grp Mgr is a senior management level position responsible for accomplishing results through the management of the Global Fixed ... Global Fixed Income and Commodities Structured Middle Office manager will oversee global teams managing these...and ensuring the teams have effective risk management and regulatory processes in place. This role requires a strategic… more
- American Express (New York, NY)
- …front-end development issues + Knowledge of of CAN-SPAM and e-mail regulatory compliance **Preferred Qualifications** + Proactivity: you take ownership, operate ... of gender, offered for pregnancy, adoption or surrogacy + Free access to global on-site wellness centers staffed with nurses and doctors (depending on location) +… more
- TD Bank (New York, NY)
- …Banking Space supporting a wholesale client base. Including knowledge of the regulatory framework supporting businesses such as Global Trade Finance and ... 10+ years of advisory experience. + Significant experience in providing legal, regulatory or compliance advice to Global Transaction Banking Businesses… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** Preferred Qualifications **Department Overview:** Global Payment and Deposit Solutions (GPDS) builds and transforms the ... for the delivery of TD's Payment Modernization Program including regulatory , cybersecurity, payment products, SWIFT, and Correspondent Banking Services related… more
- TD Bank (New York, NY)
- …this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team ... in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment bank/systemically important financial… more
- Bank of America (New York, NY)
- Credit Review Senior Portfolio Specialist Charlotte, North Carolina;Stamford, Connecticut; Newark, Delaware; Dallas, Texas; Chicago, Illinois; Providence, Rhode ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Credit-Review- Senior -Portfolio-Specialist\_25029004) **Job Description:** At Bank of America, we are… more
- American Express (New York, NY)
- …assess the Company's Capital Planning function + Remain current on US regulatory requirements specific to Capital Planning, including SR 15-19, Regulation ... **About the Role:** We are seeking an experienced Audit Manager with a strong interest and expertise in capital...finance related field + Subject matter expertise of US regulatory requirements relating to capital (eg CCAR, SR… more
- IQVIA (New York, NY)
- …management deliverables. + Manage multiple large studies or program of studies (possibly global ) Provide leadership and senior support to DTLs on multiple large ... of Data Team Lead (DTL), Program Lead, Customer Site Manager , and/or a leadership role in a specific CDM... global studies/programs of global studies Provide leadership and senior support… more