- TD Bank (New York, NY)
- …and your career, to new heights. Job Description: The TD Securities US Regulatory Management & Remediation team is responsible for the planning, execution and ... delivery of key regulatory initiatives for our US Wholesale business, building foundational...remediation approach and execution. The team partners closely with senior leaders across TDS, Risk, Legal, HR, Compliance and… more
- TD Bank (New York, NY)
- …opportunity to join a fast-growing team with high internal visibility at the senior executive level. The Associate - Global Markets Documentation is responsible ... regulatory advisory and rule interpretation, leveraging understanding of global derivatives regulations including US Dodd-Frank, EMIR, UK, Canadian, and… more
- TD Bank (New York, NY)
- …an opportunity to join a fast-growing team with high internal visibility at the senior executive level. The VP, Global Markets Documentation is responsible for ... who can provide you more specific details for this role. **Job Description:** The Global Markets Documentation Team is an integral part of TD Securities. GMD is a… more
- Citigroup (New York, NY)
- …transformation programs across complex organizational structures. + Strong understanding of global regulatory frameworks (eg, SEC 15c3-3, SFTR, Basel III/IV, ... Summary:** We are seeking a highly motivated and experienced Sr . Vice President - Product Manager to...Excellent stakeholder engagement and communication skills; ability to influence senior leaders and lead cross-functional global teams.… more
- Wellington (New York, NY)
- …our perspectives with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments ... management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the...to candidates in Boston, New York and Chicago. The Senior Compliance Analyst will be a member of the… more
- TD Bank (New York, NY)
- …in special projects, including assisting with adherence to enterprise-wide initiatives including global policies and governance. + Assist with regulatory and ... this role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist, Global Markets **Reports to:** Director, Financial Crime Risk Oversight, TD… more
- Coinbase (Albany, NY)
- …is based in the US (Remote) and will be reporting to an Internal Audit IT Senior Manager . The individual will be responsible for executing all aspects of audits, ... fully supported. Coinbase is looking for an Internal Audit Senior , IT to join the Internal Audit team focusing...internal audit function. * In depth understanding of local global regulatory requirements as it pertains to… more
- Ankura (New York, NY)
- …reviews, regulatory remediation assistance, and investigations. Responsibilities: As a Senior Director in the Audit Advisory Practice, you will have the ... and growth. Our Audit Advisory Team of professionals includes several former senior officials from the PCAOB, including the Divisions of Enforcement and… more
- TD Bank (New York, NY)
- …in special projects, including assisting with adherence to enterprise-wide initiatives including global policies and governance. + Assist with regulatory and ... you more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight,… more
- TD Bank (New York, NY)
- …Financial Crime Risk Management **Job Description:** The "FCRM KYC Quality Assurance, Senior Analyst" is a member of the Financial Crime Risk Management (FCRM ... TD Bank's Second Line of Defense (2LoD) FCRM Function. The FCRM KYC QA Senior Analyst is responsible for the execution of the QA Program's KYC Workstream, which… more