- Citigroup (New York, NY)
- …serves as an in-business credit function organized around our strategic industries and global target market approach. CLM plays a critical role of the client ... process is conducted in accordance with all internal and regulatory frameworks, and is responsive to relevant inquiries. The...can advise or lead strategic projects for US or Global CLM initiatives and provide critical inputs that direct… more
- Neuberger Berman (New York, NY)
- …experience in investment operations, front-office support, or middle office roles at a global asset manager or financial institution. (Buy Side experience is a ... & Private Markets, with a primary, end-to-end focus on Blackrock's Aladdin. This global role will serve as the primary operational partner and escalation point for… more
- TD Bank (New York, NY)
- …expert objective guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, ... standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as… more
- TD Bank (New York, NY)
- …for a broader team. **Depth & Scope:** + Reports to a TDBG Senior Vice President (SVP) and provides dedicated executive administrative support + Fully qualified ... of the business unit / operational functions as well as regulatory issues/requirements for jurisdictions **Education & Experience:** + Post-Secondary education +… more
- JPMorgan Chase (New York, NY)
- …functions, and make a meaningful impact on organizational growth. As a Business Manager in the US Private Bank Investments business, you will partner with front ... and mitigating business risks. The role of a business manager is dynamic and can vary from business to...and drive resolution of mitigating controls + Support audit, regulatory and compliance deliverables; help drive specific action plans… more
- Bank of America (New York, NY)
- …alerts and typologies manifest in this space. + Working knowledge of global regulatory frameworks and industry standards, including FATF Recommendations, ... GFC Manager - Correspondent Banking Charlotte, North Carolina;Atlanta, Georgia;...and/or oversees independent financial crimes risk management reporting to Global Compliance & Operational Risk (GC&OR) Senior … more
- Bank of America (New York, NY)
- …+ Produces and/or oversees independent financial crimes risk management reporting to Global Compliance & Operational Risk (GC&OR) Senior Leaders and FLU/CF ... GFC Manager ; Trade-Based Money Laundering Charlotte, North Carolina;Atlanta, Georgia;...Leaders + Monitors the changes in regulations applicable to Global Financial Crimes, including advising business leaders, directing the… more
- TD Bank (New York, NY)
- …the Bank's internal Model Risk Policy, adhere with industry best practices, and meet regulatory requirements. + Supports Senior Manager to develop and coach ... analytical models used for TD. The position reports to Senior Manager , Trading Surveillance and Insider Risk...in staying knowledgeable on emerging issues, trends and evolving regulatory requirements and assesses potential impacts to the Bank… more
- IQVIA (New York, NY)
- …Lead Clinical Data Management role. + Your previous roles/job titles may include _Clinical Data Manager , Senior Clinical Data Manager , Lead Data Manager , ... delivery models.** **Apply now and have your resume considered for Lead Data Manager opportunities across multiple teams - allowing us to match you with the… more
- Merck (Albany, NY)
- …safety, rights, and well-being of participants, while complying with applicable global regulatory requirements through sound processes, procedures, and ... QA functional areas and subject matter experts + Support the project lead/project manager for activities, which may include (but are not limited to) the following:… more