- TD Bank (New York, NY)
- …sits in Core Compliance and covers the TDS US businesses and certain global businesses, working with regional testing teams across the globe. This Compliance Officer ... a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory… more
- TD Bank (New York, NY)
- … regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager , Governance and Control, the Manager supports ... and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance &… more
- TD Bank (New York, NY)
- …for analyzing and scoping the impact of new and complex regulatory and compliance developments across senior function/business/product, including cross-border ... and debt securities. + Assist in the development and build out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe and Asia… more
- AECOM (Buffalo, NY)
- …have ample opportunities to develop professionally through frequent collaboration with senior engineers, project managers, clients, regulatory agencies, and ... ideas and big dreams and become part of a global team of over 50,000 planners, designers, engineers, scientists,...final working drawings. + Work under supervision of a senior project manager in the water/wastewater/water resources… more
- TD Bank (New York, NY)
- …Director-level candidate to lead the Surveillance Data Quality Team. This is a global role, the incumbent will work with the Trade and Communications Surveillance ... timeliness of data used to detect market abuse, financial misconduct, and regulatory violations. The ideal candidate will have deep expertise in financial markets,… more
- TD Bank (New York, NY)
- …applicable to the discipline * Adhere to internal policies/procedures and applicable regulatory guidelines * Keep abreast of emerging issues, trends, and evolving ... regulatory requirements and assess potential impacts * Maintain a...escalation of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and showcase… more
- TD Bank (New York, NY)
- …obtain inputs needed for product development in a timely manner + Monitors the regulatory environment and partner with the senior management to consider changes ... customer-focused product increments. This entails aligning with other Product Owners and senior management to follow a product vision, creating and maintaining a… more
- Lotte Biologics USA LLC (Syracuse, NY)
- …deliver benefits for patients worldwide. Position Summary Reporting to the Validation Senior Manager , the Validation Engineer ( Manager , Validation) plays ... appropriate actions. + Maintain current knowledge of LOTTE directives, industry standards, and global regulatory guidance related to validation. + Act as the… more
- TD Bank (New York, NY)
- …organization. + JD desirable but not required + Knowledge of operations, finance, regulatory reporting, sales and trading, at a global financial institution. + ... and advise senior and line managers and other stakeholders on regulatory interactions. + Strong analytical skills, attention to detail, solid judgment, and the… more
- TD Bank (New York, NY)
- …and advise senior and line managers and other stakeholders on regulatory interactions. + Strong analytical skills, attention to detail, solid judgment, and the ... a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory… more
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