- Aflac (New York, NY)
- …KEY RELATIONSHIPS Reports to: Vice President, Asset Liability Management (ALM) Manager - Aflac Global Investments Risk Management Primary Relationships: ... Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 7928 About Our Company Aflac Asset Management, LLC, (dba Aflac… more
- TD Bank (New York, NY)
- …to the Associate Vice-President and Managing Director, TDS G&C, the primary role of the Senior Manager , TDS G&C is to support all TDS businesses globally in ... within TD Bank's risk appetite and comply with external regulatory requirements. The team is responsible for ensuring timely...part of the key accountabilities of the role, the Senior Manager will: + Develop and implement… more
- TD Bank (New York, NY)
- …in addition to experience below + 20+ years related experience required + Certified Regulatory Compliance Manager (CRCM), law degree, regulatory , or risk ... of a Compliance program designed to achieve effective management and oversight of regulatory compliance activities of the assigned lines of business for the Company… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** Job Title: Manager , Operational Risk Management Job Level: Level 10 Business/Product Group: TD ... operations in the US, in line with Group and regulatory requirements. The successful candidate will be a strong...lines and escalation procedures. + If you are a Manager /Supervisor, you are also responsible for ongoing and effective… more
- TD Bank (New York, NY)
- …for analyzing and scoping the impact of new and complex regulatory and compliance developments across senior function/business/product, including cross-border ... and debt securities. + Assist in the development and build out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe and Asia… more
- TD Bank (New York, NY)
- …in special projects, including assisting with adherence to enterprise-wide initiatives including global policies and governance. + Assist with regulatory and ... a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates financial crime risk. This involves providing guidance… more
- JPMorgan Chase (New York, NY)
- …colleagues across Lines of Business and Risk Management functions + Drive firmwide global consistency in regulatory responses, working closely with Regulatory ... **Summary** The Business Implementation and Regulatory Strategy (Americas) will be responsible for the...the firm's businesses and portfolios and present results to senior management. + Serve as regional (Latin America/Canada/US) lead… more
- TD Bank (New York, NY)
- …and advise senior and line managers and other stakeholders on regulatory interactions. + Strong analytical skills, attention to detail, solid judgment, and the ... specific details for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new enhancements to… more
- TD Bank (New York, NY)
- …centers: Toronto, New York, London, Singapore and Tokyo. www.td.com **Department Overview** Global Operations and Business Services is a diverse and dynamic group of ... Payment and Correspondent Banking Services, Business Services, and Change Delivery. The Global Operations team partners with the front office and other groups… more
- TD Bank (New York, NY)
- …Director-level candidate to lead the Surveillance Data Quality Team. This is a global role, the incumbent will work with the Trade and Communications Surveillance ... timeliness of data used to detect market abuse, financial misconduct, and regulatory violations. The ideal candidate will have deep expertise in financial markets,… more