- TD Bank (New York, NY)
- …sits in Core Compliance and covers the TDS US businesses and certain global businesses, working with regional testing teams across the globe. This Compliance Officer ... 7 years of experience with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + Firm understanding of … more
- BlackRock (New York, NY)
- …That's why investors of all kinds have made us the world's largest asset manager , entrusting us with trillions of dollars, and it's why companies, institutions and ... global governments come to us for help meeting their...business trading workflows[SO1] + Collaborate closely with the Client's senior management team (Chief Operational Officer, Head of Trading… more
- TD Bank (New York, NY)
- …and debt securities. + Assist in the development and build out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe and Asia ... of new and complex regulatory and compliance developments across senior function/business/product, including cross-border impact. + Participate in industry groups… more
- Scholastic (New York, NY)
- …of +/-$100M per year. The Analyst, Inventory Planning, will team with the Senior Manager of Inventory Management, in the management of inventory decisions ... across the business. RESPONSIBILITIES + Support VP of Publishing Operations and Senior Manager , in managing optimal inventory levels while minimizing cost… more
- TD Bank (New York, NY)
- …languages, databases, and development frameworks. . Knowledge of financial industry trade surveillance, market abuse monitoring and/or global markets domain ... experience within the financial services industry, specifically in compliance, trade surveillance and/or capital markets domains including trading lifecycles.… more
- Institute of Electrical and Electronics Engineers (New York, NY)
- …and regulatory compliance. Work with in-house and outside counsel to evaluate global trade and export controls compliance issues. Drive continual improvements ... benefit of humanity. IEEE and its members inspire a global community through its highly cited publications, conferences, technology...Assist the Deputy General Counsel for Compliance and the Senior Corporate Compliance Manager with ensuring an… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas… more
- CBRE (New York, NY)
- …model behaviors that are consistent with CBRE RISE values. Negotiate with senior management, customers, regulators, or vendors to influence decisions of strategic ... importance. Anticipate potential objections, and persuade others, often at senior levels and of divergent interest, to adopt a different point of view. + Drive the… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas… more