- TD Bank (New York, NY)
- …and/or the integration of cross functional processes + Typically deals with senior /executive management + Focuses on longer-range planning for functional area (eg 12 ... financial controls, segregation of duties, transaction approvals and physical control of assets) + Leads/facilitates and/or implements actions/remediation plans to… more
- TD Bank (New York, NY)
- …of findings identified in data integrity reviews which are provided to Senior Management across Business and Compliance Teams. Additionally, you will provide HMDA ... financial controls, segregation of duties, transaction approvals and physical control of assets) + Leads/facilitates and/or implements action/remediation plans to… more
- TD Bank (New York, NY)
- …Description:** **Role Summary** The Product Enablement & Training Lead is a senior enablement leadership role within the Product Readiness & Rollout (PR&R) team, ... effectiveness of launch enablement and training, serving as a critical readiness control prior to go-live. Operating within a highly regulated financial services… more
- TD Bank (New York, NY)
- …subject matter experts on policy and procedure development + Assist in establishing governance and reporting for policy and procedure review and approval + Support ... report on the status of Compliance policy and procedure initiatives to senior management, relevant boards and external stakeholders + Participate in special projects… more
- Broadview FCU (Albany, NY)
- …manner. + Act as subject matter expert to business owners, executive and senior leadership teams on complex sourcing matters, reporting results consistent with the ... vendor lifecycle management and purchasing/procurement guidelines. + Performs document control tasks; Creates and maintains a library of Broadview's competitive… more
- Citigroup (New York, NY)
- …and control discipline** ; adept at navigating policies and governance frameworks. **Preferred Skills & Tools:** + Familiarity with client-facing platforms, ... We are seeking an experienced Operations Relationship Manager to own and elevate the end-to-end client...and policies, and ensure transparent management and reporting of control issues. **Qualifications:** + **8-12+ years** in Markets Operations,… more
- Citigroup (New York, NY)
- …Prime Brokerage. **Client Focus - Value Add and Driving Revenue** + Act as a senior client relationship manager for the Futures, OTC Clearing and FX Prime ... increased efficiency or revenue + Build a culture of responsible finance, good governance and supervision, expense discipline and ethics + Work in partnership with… more
- M&T Bank (Buffalo, NY)
- …professional auditing standards. The jobholder reports to an Audit ( Senior ) Manager . **Supervisory/Managerial Responsibilities:** **Education and Experience ... audits over the Bank's Information Technology (IT) Engineering, Operations, Governance , Risk Management and Architecture functions. Responsible for overseeing and… more
- PSEG Long Island (Bethpage, NY)
- …Summary** This position is a direct report to the Technology Group Product Manager . The NERC Compliance Specialist is responsible for ensuring compliance with NERC ... findings found by compliance operation team self-assessment, IT assurance quality control , or audits. + Assist in recommendations, design and implementation of… more
- Wells Fargo (New York, NY)
- …the delivery of its Trust Services offering in the Northeast region. The Fiduciary Senior Manager will be responsible for the management of multiple teams of ... team + Identify opportunities and strategies for process improvement and risk control development within Fiduciary Management team + Ensure the delivery of… more