- Citigroup (New York, NY)
- The Director, HR Legal is a Senior Lead Counsel 2 (Employment & HR) role and is a senior level position responsible for serving as subject matter expert and key ... impact or influence on the company. This role is not a manager . **Responsibilities:** + Ensure compliance with employment laws and regulations; Provide counsel… more
- TD Bank (New York, NY)
- …US and global FCRM teams, business and operations stakeholders, and risk and audit partners to ensure successful delivery of program requirements. + Assist with ... regulatory and audit requests. + Provide backup to general AML compliance...to the enterprise best practices + Frequently interacts with senior /executive management + Acts as a key contact for… more
- TD Bank (New York, NY)
- …Global Control Room and Compliance broadly to respond to regulatory inquires and internal audit requests, including, requests for data, and exam inquiries as ... **Global Control Room Portfolio Management** : Work with the senior members of the Global Control Room, DDI, technology...Room. + **Issues Management:** Track and manage Regulatory and Audit Findings related to Global Control Room to ensure… more
- GovCIO (Albany, NY)
- …Radford, VA and will be a remote position. **Responsibilities** The Senior Cybersecurity Incident Response Administrator (Information Assurance Engineer - Senior ... + Experience coordinating with Cyber Security Service Providers for audit logs and incident response. + Participation in SW...Virtual video interview conducted via video with the hiring manager and/or team + Camera must be on +… more
- TD Bank (New York, NY)
- …policy and procedures materials are kept current + Assist in responding to internal and external audit requests + Prepare summaries, presentations, briefing ... report on the status of Compliance policy and procedure initiatives to senior management, relevant boards and external stakeholders + Participate in special projects… more
- MUFG (New York, NY)
- …to determine if issues identified by management, Second Line of Defense (SLoD), and Internal Audit /Third Line of Defense (TLoD) are remediated + Work with ... record + Preferred: Certified Information Systems Auditor (CISA), Certified Information Security Manager (CISM), Certified Internal Auditor (CIA) or Certified in… more
- M&T Bank (Camillus, NY)
- …brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... classroom training, departmental overview presentations and observations, interactions with Senior Leadership across the Retail Bank, and special projects that… more
- Raymond James Financial, Inc. (New York, NY)
- …and executes remediation efforts for any identified issues with minimal guidance/support from Supervisor/ Manager ; assists the Manager or Senior Analyst in ... in order to implement corrective action plans for any identified issues + Assists Manager or Senior Analyst in the design, planning, and execution of testing… more
- TD Bank (New York, NY)
- …expertise to review and assess whether the Business is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, ... procedures. + Partner with Business to proactively prepare for internal / regulatory requests, testing engagements, exams, and reviews....will work with you to meet your needs. The Manager II, Governance & Control leads and manages a… more
- M&T Bank (Buffalo, NY)
- …+ Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... in alignment with the bank's broader digital transformation objectives + Work with senior management in and outside of Technology to support the delivery of complex… more
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