- Capital One (New York, NY)
- …Influence leaders within ESM, Compliance, Cyber Security, second line risk organizations, and Internal Audit on key technology risks and actions needed + Conduct ... while operating in a complex, highly regulated business. As a Business Risk Manager in Capital One's Enterprise Services (ES) Risk organization, you will apply… more
- KeyBank (Buffalo, NY)
- …collaborative relationships with mid to senior level management, other internal clients and peers, and Audit . **Required Qualifications** + ... procedures, and associated risk and operational programs to ensure consistency with internal and industry standards as well as current applicable banking rules,… more
- PSEG Long Island (Bethpage, NY)
- …Summary** This position is a direct report to the Technology Group Product Manager . The NERC Compliance Specialist is responsible for ensuring compliance with NERC ... operational compliance activities goals including: gathering current state and periodic audit readiness and working closely with technology functions to ensure goals… more
- TD Bank (New York, NY)
- …manner within the Enterprise defined processes and procedures. Works independently as a senior lead and may manage and direct activities related to data concern ... on timelines + Documentation of tasks and activities for audit purposes + Communicate the leadership of issues, availability,...in multiple programming language + Works autonomously as a senior /lead on a diverse range of tasks and is… more
- Warner Music Group (New York, NY)
- …remaining focused on upcoming deadlines, and proactively communicate anticipated hurdles to your manager + Handling large volumes of financial data is your jam, you ... about our artists, driven to provide first class customer service to both internal and external partners, and are known for your responsiveness and going the… more
- Neuberger Berman (New York, NY)
- …Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm manages $515 billion ... In addition, this role will provide a high level of direct interaction with senior personnel on both the investment and non-investment teams of the firm. The role's… more
- TD Bank (New York, NY)
- …and Front Office Technology on surveillance data quality issues. Engage with regulators and Internal Audit as needed to address any question s or inquiries ... data (eg, SEC, CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies. + Technology & Automation: Collaborate with Technology teams and the… more
- TD Bank (New York, NY)
- …in developing solutions across multiple functions or operations + Interprets internal /external business challenges and the industry environment, recommends course of ... compelling business context and advice; influences and gains alignment across increasingly senior stakeholders + Works autonomously as the lead and guides others… more
- Bard College (Annandale On Hudson, NY)
- …to build sustainable growth to further BGC's mission. As a key member of the senior leadership team, the CFO will work closely with the Director, the Board of ... the CFO is a team that currently includes the Director of Finance and Budget Manager . FUNDING: BGC has a current annual operating budget of 15 million dollars, of… more
- Wolters Kluwer (New York, NY)
- …Research & Advisory Business Unit. Reporting directly to the Segment General Manager , this role is accountable for driving commercial success, customer satisfaction, ... & user experience journey mapping with the VP Product Management for the Audit and Tax product portfolios. With a deep understanding of market dynamics and… more
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