- TD Bank (Charlotte, NC)
- …for this role. **Line of Business:** Risk Management **Job Description:** The Senior Group Risk Specialist within Operational Risk Management ("ORM") provides a ... and the Businesses in both the US and Canada. Reporting to the Segment Risk Lead for US Wealth,...Epoch and Insured Deposit Account, the focus of the Senior Group Risk Specialist will include but not limited… more
- TD Bank (Charlotte, NC)
- … Senior Treasury Capital Analyst maintains, enhances, and develops reporting processes, control frameworks, and/or systems. Provides guidance on quality assurance ... **Depth & Scope:** + Produces accurate and timely capital management reporting for internal management, finance/business partners, executive leadership, and… more
- City National Bank (Charlotte, NC)
- …bank. This role is responsible for (i) with the guidance of Manager Control Testing/ Reporting , responsible for building sustainable processes with appropriate ... internal audit. WHAT WILL YOU DO? * With the guidance of Manager Control Testing/ Reporting , responsible for building sustainable processes with appropriate… more
- Raymond James Financial, Inc. (Raleigh, NC)
- …and executes remediation efforts for any identified issues with minimal guidance/support from Supervisor/ Manager ; assists the Manager or Senior Analyst in ... seeking a detail-oriented professional with hands-on experience in regulatory reporting , specifically with **CAT** and **CAIS** , to support...corrective action plans for any identified issues + Assists Manager or Senior Analyst in the design,… more
- TD Bank (Charlotte, NC)
- …findings, coordinates with the field on client response, prepares periodic reporting to multiple stakeholders, and manages ongoing marketing items to ensure ... and appropriateness.** **Summary about role:** **In this position, the Senior Compliance Business Oversight Analyst** **will own assigned complaints and… more
- TD Bank (Charlotte, NC)
- …for senior stakeholders, managing governance, alignment, and communication across internal teams. **Qualifications & Experience** + 8+ years of experience in ... leader at the Vice President level to drive the development of our customer reporting strategy and platforms within Transaction Banking. This role will be central in… more
- Duke Energy (Charlotte, NC)
- …reconciliations, financial statement analysis, ARO evaluations and settlements, and preparation of internal and external reporting . The analyst will also be ... and regulatory assets + Prepare workpapers and other financial schedules that support internal and external reporting (including SEC and FERC financials) +… more
- Bank of America (Charlotte, NC)
- Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your application, ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets-Non-Financial-Regulatory- Reporting --GM-NFRR--Operational-Monitoring\_25004657) **Job Description:** At Bank of America, we are… more
- TD Bank (Charlotte, NC)
- …**Compliance-wide frameworks, guidelines and standards for testing, monitoring, risk assessment, reporting and other activities** + ** Internal Audit, regulatory ... manage regulatory compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and… more
- Cushman & Wakefield (Raleigh, NC)
- …or geographical area that supports the Portfolio Administration Service Line. The Sr . Portfolio Administration Manager is also responsible for overseeing the ... **Job Title** Lease Admin Manager **Job Description Summary** Responsible to manage a...to the process playbooks + Provide timely and accurate reporting to senior leadership and clients +… more
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