- Abbott (New York, NY)
- …live a full life. You'll also have access to: + Career development with an international company where you can grow the career you dream of. + Employees can qualify ... in planning, organizing and performing work; monitors performance and reports status to manager . + Acts as a clinical interface between the medical community and the… more
- TD Bank (New York, NY)
- …reports being filed. + Continuously develop strong understanding of best practices from regulatory supervisors. + Escalate timely to senior management of errors, ... a key role in the USA providing support in financial, management, liquidity, and regulatory reporting. In addition, by its nature as a primary control and support… more
- TD Bank (New York, NY)
- …initiatives below: + **Global Control Room Portfolio Management** : Work with the senior members of the Global Control Room, DDI, technology and key stakeholders ... to develop clear deliverables, milestone, and project plans for regulatory initiatives, new Global Control Room deployments, and Global...report on the status of Global Control Room to senior leadership / governance and Boards. Assist the Global… more
- TD Bank (New York, NY)
- …and clients through capital markets deal origination including execution of regulatory and legal trading agreement requirements globally. This team maximizes revenue ... opportunity to join a fast-growing team with high internal visibility at the senior executive level. The Associate - Global Markets Documentation is responsible for… more
- TD Bank (New York, NY)
- …a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates financial crime risk. This involves providing guidance ... on regulatory compliance, close partnership with business and legal, and...risk appetite and strategic direction. **Depth & Scope:** + Senior specialist with AML/ATF/Sanctions/ABAC expertise, works independently and is… more
- TD Bank (New York, NY)
- …and clients through capital markets deal origination including execution of regulatory and legal trading agreement requirements globally. This team maximizes revenue ... to join a fast-growing team with high internal visibility at the senior executive level. The VP, Global Markets Documentation is responsible for providing… more
- TD Bank (New York, NY)
- …and advise senior and line managers and other stakeholders on regulatory interactions. + Strong analytical skills, attention to detail, solid judgment, and the ... a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory… more
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... Focuses on short to mid- range planning (eg 6-12 months) + Manages regulatory reviews including inquiries, audits, and exams **Education & Experience:** + Bachelors… more
- TD Bank (New York, NY)
- …applicable to the discipline * Adhere to internal policies/procedures and applicable regulatory guidelines * Keep abreast of emerging issues, trends, and evolving ... regulatory requirements and assess potential impacts * Maintain a...area/function and the bank, both internally and/or externally The Senior Compliance Office provides advice, guidance and support to… more
- Capital One (New York, NY)
- …Certified Information Privacy Professional (CIPP), Certified Risk Professional (CRP) or Certified Regulatory Compliance Manager (CRCM) At this time, Capital One ... and will help manage privacy risk under applicable federal, state, and international privacy laws and regulations. The Compliance Privacy Director performs a key… more