- TD Bank (New York, NY)
- …applicable to the discipline * Adhere to internal policies/procedures and applicable regulatory guidelines * Keep abreast of emerging issues, trends, and evolving ... regulatory requirements and assess potential impacts * Maintain a...area/function and the bank, both internally and/or externally The Senior Compliance Office provides advice, guidance and support to… more
- New York State Civil Service (Albany, NY)
- …and regulatory standards.o Provides regular updates and insights to senior management regarding surveillance findings and emerging risks.* Other duties as ... in data modeling, integration, and ensuring the quality of data in regulatory and financial environments. The role demands a collaborative mindset, strong… more
- New York State Civil Service (Albany, NY)
- …experience with: 1) a regulated entity who has a regional, national and/or international presence; or 2) a governmental regulatory entity. This experience must ... analysis of their work;* May act as the relationship manager for a portfolio of large institutions;* Reviews and...of the institution, with suggestions or recommendations to the senior management team and board of directors on corrective… more
- TD Bank (New York, NY)
- …timeliness of data used to detect market abuse, financial misconduct, and regulatory violations. The ideal candidate will have deep expertise in financial markets, ... data governance, trade surveillance systems, and regulatory requirements at a large investment bank/systemically important financial institution in the US. Our team… more
- TD Bank (New York, NY)
- …reports and making oral presentations. The successful candidate will support a Senior Research Analyst in analyzing individual biotech companies and market trends; ... and results of analysis to inform decision making at senior levels + Builds stakeholder alignment in leading activities,...key industry developments as well as internal policies and regulatory standards (as communicated by Compliance) to assist in… more
- Zurich NA (New York, NY)
- Actuary 118282 Zurich North America is currently looking for an Senior Actuarial Analyst II to join our Actuarial Operations & Assurance team. This role will ideally ... both in the office and remotely (hybrid schedule). You will collaborate with your manager to set a schedule that supports you, your customers, and the team. **For… more
- TD Bank (New York, NY)
- …ML/TF, Sanctions Risk Assessment methodologies, procedures, and challenge documentation. The Senior Financial Crime Risk Oversight Analyst provides a range of ... on day-to-day AML/ATF/Sanctions/ABAC matters affecting the business based on regulatory compliance requirements and industry best practice, including, but not… more
- TD Bank (New York, NY)
- …highly responsible, diversified and confidential secretarial and administrative support to Senior Executives. Manages the office of Senior Executives and ... This role provides dedicated executive administrative support to the US Regulatory and Corporate Affairs team working to facilitate high-level executive functions.… more
- The Brattle Group (New York, NY)
- …consulting firm. We provide expert analysis and testimony in legal disputes, regulatory proceedings, and business strategy. Our teams apply economic, financial, and ... decisions in areas such as corporate finance, energy, competition, and regulatory economics. **WHAT IS ECONOMIC CONSULTING?** Economic consulting involves using… more
- TD Bank (New York, NY)
- …and advise senior and line managers and other stakeholders on regulatory interactions. + Strong analytical skills, attention to detail, solid judgment, and the ... to mid- range planning (eg 6-12 months) + Manages regulatory reviews including inquiries, audits, and exams **Education &...34-66%; Continuous: 67-100% + Domestic Travel - Occasional + International Travel - Never + Performing sedentary work -… more
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