- Grant Thornton (Charlotte, NC)
- As a Cybersecurity Senior Manager focused on Microsoft Threat Protection, you will lead complex, high-impact engagements that help clients proactively defend ... initiatives. + Managing large-scale security assessments, maturity roadmaps, and regulatory compliance engagements. + Leading and mentoring multidisciplinary teams… more
- TD Bank (Charlotte, NC)
- …as necessary + Keeps abreast of emerging issues, trends, and evolving regulatory requirements and assesses potential impacts + Ensures employees are knowledgeable; ... and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of Conduct + Maintains a culture of risk management… more
- TD Bank (Charlotte, NC)
- …manages ongoing marketing items to ensure compliance with firm and regulatory policy. Teammates interact directly and independently with field leadership, advisors, ... regulatory agencies and provides advice and guidance for document...and appropriateness.** **Summary about role:** **In this position, the Senior Compliance Business Oversight Analyst** **will own assigned complaints… more
- TD Bank (Charlotte, NC)
- …staff and senior management of the Bank with respect to regulatory compliance and risk matters. + Independently researches, reviews, and maintains expertise on ... to assess the effectiveness of operational procedures and controls related to regulatory compliance within business units of TD Bank and its affiliates. Testing… more
- TD Bank (Charlotte, NC)
- …standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as ... risk assessment, reporting and other activities** + **Internal Audit, regulatory exam, and ongoing supervision management, finding tracking, and remediation… more
- TD Bank (Charlotte, NC)
- …for this role. **Line of Business:** Finance **Job Description:** The Senior Treasury Liquidity Analyst maintains, enhances, and develops reporting processes, ... assurance checks regarding liquidity reporting and all relevant investor and/or regulatory requests. This role contributes to the development of liquidity… more
- TD Bank (Charlotte, NC)
- …to reporting, forecasting, and other FP&A support functions. **Job Summary** The Senior Finance Analyst conducts a range of LOB related financial analysis and/or ... standards, policies and results of analysis to inform decision making at senior levels + Builds stakeholder alignment in leading projects and activities; may… more
- TD Bank (Charlotte, NC)
- …scaling compliance programs. This critical role reports to the lead Governance Program Management Senior Manager and will lead the design and development of the ... supported by a Senior Analyst and will work closely with the Senior Manager of Global Compliance Strategy and Operations, Program Management. The successful… more
- TD Bank (Charlotte, NC)
- …is seeking a Manager to assist with preparing executive content for senior management and board reports to compliance and risk stakeholders. Key reports include ... writing skills, and strong executive communication skills to interact with senior compliance and risk stakeholders. **Key Responsibilities:** *Draft content for… more
- CDM Smith (Raleigh, NC)
- …ID:** 42554BR **Business Unit:** TSU **Job Description:** We're looking for a talented Senior Civil Engineer to lead the growth of our stormwater practice and help ... civil and site development projects. Stay current on industry trends, regulatory changes, and emerging technologies in stormwater management. Provide mentorship and… more