- TD Bank (Charlotte, NC)
- …ML/TF, Sanctions Risk Assessment methodologies, procedures, and challenge documentation. The Senior Financial Crime Risk Oversight Analyst provides a range of ... on day-to-day AML/ATF/Sanctions/ABAC matters affecting the business based on regulatory compliance requirements and industry best practice, including, but not… more
- TD Bank (Charlotte, NC)
- …with the ability to model, review and analyze data and present findings to senior business leaders + Strong written and verbal communication skills with ability to ... business management and HR teams + Maintains awareness of changing legal/ regulatory requirements and practices within the industry and consults with policy/process… more
- TD Bank (Charlotte, NC)
- …Sanctions and ABAC. Provides investigative, developmental and quality assurance support to the Senior Manager and their team, focused on the investigative output ... detailed reports on investigative findings to executive management and regulatory authorities; and provides training, mentoring, and guidance to investigators… more
- ARCO (Raleigh, NC)
- …as a Director of Quality Management based in Raleigh, NC. In this senior leadership role, you will drive continuous improvement, oversee quality management systems ... Plan) **Compliance & Audits** + Ensure adherence to local, national, and international regulations (eg, ISO, OSHA, ANSI). + Oversee internal and external audits,… more
- Chiesi (Cary, NC)
- About us Based in Parma, Italy, Chiesi is an international research-focused pharmaceuticals and healthcare group with 90 years' experience, operating in 30 countries ... pharmaceutical group to be awarded B Corp Certification, a recognition of high social and environmental standards. We are...Work directly with the Head of Marketing and other senior leaders to develop go to market strategies and… more
- TD Bank (Charlotte, NC)
- …to support the various areas of data and analytics. Works independently as a senior lead and may manage and direct activities related to analysis, design and support ... in multiple programming language + Works autonomously as a senior /lead on a diverse range of tasks and is...+ Keeps abreast of emerging issues, trends, and evolving regulatory requirements and assess potential impacts + Maintains a… more
- TD Bank (Charlotte, NC)
- …emerging trends and; identifying issues and opportunities and recommending action to senior management + Works effectively with multiple teams across a broad ... with corporate and/or control functions and ensure alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving … more
- Bank of America (Charlotte, NC)
- …defense partners. This role is highly visible and requires frequent interaction with senior management and key stakeholders. Are you passionate about the latest IT ... technologies and thrive in a fast-paced international environment? In a typical day, you may work...Compliance and Operations Risk (CGOR), internal audit, and external regulatory agencies. Provide audit and regulatory responses… more
- Anywhere Real Estate (Charlotte, NC)
- …DSS and other data privacy regulations. **Reports to Global Data Privacy Senior Manager ** Anywhere Real Estate Inc. (http://www.anywhere.re/) **(NYSE: HOUS) is ... of sensitive information. Our Privacy and Compliance Analysts manage data, regulatory and operational risks related to sensitive and critical information assets,… more
- TD Bank (Charlotte, NC)
- …initiatives according to established Company procedures and applicable legal and regulatory guidelines. **Depth & Scope:** + Works independently but receives ... assistance/coaching from more senior levels + Coaches other team members, as appropriate,...34-66%; Continuous: 67-100% + Domestic Travel - Occasional + International Travel - Never + Performing sedentary work -… more