- PNC (New York, NY)
- …superior client experience. Ensures compliance with risk and regulatory requirements. May assist Senior Leadership with the strategic planning for the group. + ... Partners with sales team, relationship managers, investment bankers, traders and other internal service partners to...licenses) may be required at the discretion of the manager . **Pay Transparency** Base Salary: $100,000.00 - $225,000.00 Salaries… more
- AECOM (New York, NY)
- …has never been a better time to be at AECOM. With accelerating infrastructure investment worldwide, our services are in great demand. We invite you to bring your ... in their area of expertise. Proposes skill development approaches and workforce planning to deliver capabilities for the future. + Actively supports the attraction… more
- TD Bank (New York, NY)
- …report on the status of Compliance policy and procedure initiatives to senior management, relevant boards and external stakeholders + Participate in special projects ... dealing with non-routine information + Focuses on short to mid- range planning (eg 6-12 months) + Manages regulatory reviews including inquiries, audits, and… more
- TD Bank (New York, NY)
- …TD Securities US Regulatory Management & Remediation team is responsible for the planning , execution and delivery of key regulatory initiatives for our US Wholesale ... strategic oversight into remediation approach and execution. The team partners closely with senior leaders across TDS, Risk, Legal, HR, Compliance and will work in… more
- TD Bank (New York, NY)
- …has enterprise wide impact or accountability. + Position deals with senior /executive management. + Key contact for business management, regulators and ... of issues including non-routine information. + Focuses on longer-range planning for functional area (eg 12 months or greater)....judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- TD Bank (New York, NY)
- …on the status of Compliance policy, procedure and training initiatives to senior management, relevant boards and external stakeholders + Participate in special ... dealing with non-routine information + Focuses on short to mid- range planning (eg, 6-12 months) + Manages regulatory remediations **Education & Experience:** +… more
- TD Bank (New York, NY)
- …TD Securities US Regulatory Management & Remediation team is responsible for the planning , execution and delivery of key regulatory initiatives for our US Wholesale ... strategic oversight into remediation approach and execution. The team partners closely with senior leaders across TDS, Risk, Legal, HR, Compliance and will work in… more
- TD Bank (New York, NY)
- …analysis and execute requite implementation. + Provide ongoing reporting to senior management + Develop and deliver proactive strategies and tactics that ... has enterprise wide impact or accountability. + Position deals with senior /executive management. + Key contact for business management, regulators and… more
- TD Bank (New York, NY)
- …and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager , Governance and Control, the Manager supports ... of significant risk, complexity or scope usually involving medium to long term planning + Ensures a coordinated approach with other business areas, the broader… more
- TD Bank (New York, NY)
- …parameters and ensuring exception/escalation processes are in place + Long term focus on planning for functional area (horizon of 1 to 3 years +) **Education & ... Ability to contribute to strategic direction of the function and provide advice to senior leadership + Ability to forecast initiatives and demand in order to develop… more