• Director, Global Markets Oversight

    TD Bank (New York, NY)
    …Securities in developing, implementing, and maintaining a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates ... financial crime risk . This involves providing guidance on regulatory compliance, close...to the enterprise best practices + Frequently interacts with senior /executive management + Acts as a key contact for… more
    TD Bank (09/21/25)
    - Related Jobs
  • Dir - Tech Solutions TDS (US)

    TD Bank (New York, NY)
    …Product Control, Finance, or Regulatory Reporting functions. . Strong understanding of investment banking products, risk , and finance workflows. . BS/BA degree ... technology teams, managing critical systems, and ensuring alignment with finance and risk management priorities. The incumbent will drive the evolution of finance… more
    TD Bank (09/21/25)
    - Related Jobs
  • GFC Investigator

    Bank of America (New York, NY)
    …regulators and/or law enforcement + Reports facts of the investigation to senior stakeholders, assisting in identifying potential operational or compliance risks and ... Investigation Management + Policies, Procedures, and Guidelines Management + Reporting + Risk Management + Coaching + Issue Management + Talent Development **GFC… more
    Bank of America (10/16/25)
    - Related Jobs
  • Credit Associate - Technology, Media & Telecom…

    MUFG (New York, NY)
    …borrower capital structures In this role, you will support the senior Portfolio Manager in the assessment of risk factors associated with each credit leading ... Technology, Media & Telecom (TMT) sector. This includes both investment -grade and non- investment -grade public and private corporate...to an appropriate risk rating based on established policies and guidelines. You'll… more
    MUFG (09/30/25)
    - Related Jobs
  • Broker Dealer Regulatory Governance Advisory…

    SMBC (New York, NY)
    …for producing management reporting for senior business leadership, CPAD Senior Management, Risk Management, and other governance forums, including relevant ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
    SMBC (10/09/25)
    - Related Jobs
  • Compliance - Firmwide Resilience & Simulations…

    JPMorgan Chase (New York, NY)
    …may affect firm assets. + Prepare and deliver written and verbal communications on risk and control assessment results to senior audiences within the firm. ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center...+ The role requires a strong self-starter, leader and manager who can identify and implement strategic program objectives,… more
    JPMorgan Chase (10/19/25)
    - Related Jobs
  • Director, Whole Loan Middle Office

    TD Bank (New York, NY)
    …lifecycle. The Fixed Income Operations team plays a key role in mitigating risk , improving client service, and delivering seamless trade processing across a diverse ... + Implement and maintain strong controls to mitigate operational and financial risk . + **Stakeholder Management** + Partner with Front Office, Sales, Technology,… more
    TD Bank (10/17/25)
    - Related Jobs
  • ASO/VP, Trader - CRE

    Bank of America (New York, NY)
    …an impact. Join us! **Job Description:** This job is responsible for managing risk and developing trading activities with limited direction from senior staff. ... revenue goals. Job expectations include having in-depth knowledge of risk management, hedging, and trading strategies as well as...industry leading CRE trading desk at a Tier 1 investment bank. This junior/mid-level role would work alongside the… more
    Bank of America (09/22/25)
    - Related Jobs
  • Director, IT

    MongoDB (New York, NY)
    …+ ITIL Best Practices and Incident Management: + Collaborate with the Operations Senior Manager and GET Engineering to implement and enforce ITIL best ... Senior Director of GET and the Asset Management Senior Manager to manage the global support...investment for support activities + Security, Compliance, & Risk Management: + Ensure IT support operations adhere to… more
    MongoDB (07/31/25)
    - Related Jobs
  • VP, Equity Research - Medical Devices

    TD Bank (New York, NY)
    …compelling business context and advice; influences and gains alignment across increasingly senior stakeholders + Acts as a technical expert / lead integrating ... opinions regarding market information, financial markets, economic outlook, and investment strategies **Shareholder Accountabilities:** + Keeps abreast of market… more
    TD Bank (09/21/25)
    - Related Jobs