- Raymond James Financial, Inc. (New York, NY)
- …and executes remediation efforts for any identified issues with minimal guidance/support from Supervisor/ Manager ; assists the Manager or Senior Analyst in ... and regulations as well as departmental procedures + Compiles operational information for internal and external auditors (eg FINRA,...corrective action plans for any identified issues + Assists Manager or Senior Analyst in the design,… more
- TD Bank (New York, NY)
- …and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager , Governance and Control, the Manager supports ... enterprise knowledge, recognizing and anticipating emerging trends and identifying operational efficiencies and opportunities with other business management /… more
- CenterWell (Albany, NY)
- …and monitor KPIs that measure planning accuracy, staffing efficiency, and overall operational performance. A critical part of the role is leading and developing ... and communicate effectively across all levels of the organization, including senior executives. + Demonstrated success in leading cross-functional initiatives and… more
- BMO Financial Group (New York, NY)
- …roadmap for strategic execution. + Develops and leverages relationships across businesses, senior leaders and clients to foster and support coordination. + Ensures ... activities. + Assists colleagues in the research and resolution of administrative/ operational issues. + Understands the complexity of transactions and related risk… more
- TD Bank (New York, NY)
- …of other firms + Conducts/oversees complex analysis and develop recommendations for business/ senior management based on findings + Interprets the impact and advise ... the most complex laws and regulations and relate those laws to operational procedures, company policies, and industry trends + Ability to communicate effectively… more
- TD Bank (New York, NY)
- …while aligning to the enterprise best practices + Frequently interacts with senior /executive management + Acts as a key contact for business management, regulators ... related to all aspects of AML and ATF laws + Works with senior business unit management/partners to develop proactive strategies, tactics, policies and programs to… more
- TD Bank (New York, NY)
- …initiatives below: + **Global Control Room Portfolio Management** : Work with the senior members of the Global Control Room, DDI, technology and key stakeholders ... documentation to effectively report on the status of Global Control Room to senior leadership / governance and Boards. Assist the Global Head and key stakeholders… more
- Coinbase (Albany, NY)
- …is based in the US (Remote) and will be reporting to an Internal Audit IT Senior Manager . The individual will be responsible for executing all aspects of audits, ... *_* *Team / Role Paragraph:* Coinbase is looking for an Internal Audit IT Senior to join the Internal Audit team focusing primarily on global IT and security… more
- BMO Financial Group (New York, NY)
- …advisor to trading desks, providing expert guidance on market, credit, operational , and physical/logistics risks. This individual will drive innovation in risk ... governance and control frameworks. + **Advisory & Partnership:** Serve as a senior risk partner to trading desks, advising on exposures, complex transactions, and… more
- Conifer Realty LLC (Rochester, NY)
- …teams, ensuring the performance and stability of Conifer's multifamily, senior , and commercial units. The VP's responsibilities include strategic direction, ... and commitment + Promote exacting standards of performance, service quality, and operational efficiency + Develop leaders and encourage innovation to advance the… more