- TD Bank (New York, NY)
- …for the first line of defense in Wealth by partnering with US Wealth Senior Leadership Team, Federated Partners (Compliance, Legal), and AMCB Consumer Bank teams to ... trends from key regulatory bodies including FINRA, SEC, OCC + Partners with Senior Executives across Consumer Distribution & AMCB to deliver thought leadership and… more
- TD Bank (New York, NY)
- …issues, implement controls to prevent recurrence, and enhance reporting mechanisms for senior management. + Stakeholder Engagement: Serve as primary contact to Trade ... has enterprise wide impact or accountability. + Position deals with senior /executive management. + Key contact for business management, regulators and… more
- TD Bank (New York, NY)
- …of other firms + Conducts/oversees complex analysis and develop recommendations for business/ senior management based on findings + Interprets the impact and advise ... company policies, and industry trends + Ability to communicate effectively with senior level management + Proven experience in project coordination and ability to… more
- TD Bank (New York, NY)
- …of new and complex regulatory and compliance developments across senior function/business/product, including cross-border impact. + Participate in industry groups ... + Ability to project confidence and professionalism in dealings with senior business personnel. + Strong knowledge of technology infrastructure and global… more
- TD Bank (New York, NY)
- …has enterprise wide impact or accountability. + Position deals with senior /executive management. + Key contact for business management, regulators and ... must demonstrate the judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory interactions. + Strong… more
- TD Bank (New York, NY)
- …on the status of Compliance policy, procedure and training initiatives to senior management, relevant boards and external stakeholders + Participate in special ... service skills - experience demonstrating sound judgment and close partnership with senior managers and other stakeholders globally, as well as relationship and… more
- TD Bank (New York, NY)
- …while aligning to the enterprise best practices + Frequently interacts with senior /executive management + Acts as a key contact for business management, regulators ... related to all aspects of AML and ATF laws + Works with senior business unit management/partners to develop proactive strategies, tactics, policies and programs to… more
- TD Bank (New York, NY)
- …to effectively report on the status of Compliance training initiatives to senior management, relevant boards and external stakeholders. + Participate in special ... service skills - experience demonstrating sound judgment and close partnership with senior managers and other stakeholders globally, as well as relationship and… more
- TD Bank (New York, NY)
- …initiatives below: + **Global Control Room Portfolio Management** : Work with the senior members of the Global Control Room, DDI, technology and key stakeholders ... documentation to effectively report on the status of Global Control Room to senior leadership / governance and Boards. Assist the Global Head and key stakeholders… more
- BMO Financial Group (New York, NY)
- …robust risk governance, strategic oversight, and control enhancement across the commodities platform . The successful candidate will act as a trusted advisor to ... governance and control frameworks. + **Advisory & Partnership:** Serve as a senior risk partner to trading desks, advising on exposures, complex transactions, and… more
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