- Bank of America (New York, NY)
- Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your application, ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets-Non-Financial- Regulatory -Reporting--GM-NFRR--Operational-Monitoring\_25004657) **Job Description:** At Bank of America, we are… more
- TD Bank (New York, NY)
- …manages ongoing marketing items to ensure compliance with firm and regulatory policy. Teammates interact directly and independently with field leadership, advisors, ... regulatory agencies and provides advice and guidance for document...and appropriateness.** **Summary about role:** **In this position, the Senior Compliance Business Oversight Analyst** **will own assigned complaints… more
- TD Bank (New York, NY)
- …with staff and senior management of the Bank with respect to regulatory risk matters. + Empowered to make prudent professional decisions in rendering advice and ... management of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to… more
- Gateway Hudson Valley (Kingston, NY)
- …member of the Residential Team. The Senior Residential Counselor provides quality care to residents, supports the Residential Manager in coordinating ... manager on duty as assigned and appropriate. The Senior Residential Counselor assists with ensuring the safe and...with usage of funds and in following agency and regulatory guidelines. Reports issues to the Residential Manager… more
- TD Bank (New York, NY)
- …standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as ... risk assessment, reporting and other activities** + **Internal Audit, regulatory exam, and ongoing supervision management, finding tracking, and remediation… more
- TD Bank (NY)
- …for this role. **Line of Business:** Risk Management **Job Description:** The Senior Group Risk Specialist within Operational Risk Management ("ORM") provides a ... Epoch and Insured Deposit Account, the focus of the Senior Group Risk Specialist will include but not limited...areas of expertise + Anticipates emerging business trends and regulatory /risk issues as a basis for recommending large-scale product,… more
- City National Bank (New York, NY)
- …management skills and be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or ... *COMPLIANCE OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The...controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures, training, and advisory… more
- TD Bank (New York, NY)
- …process and handle confidential information with discretion. Generally, reports to an Audit Group Manager or Senior Audit Group Manager role. MUST HAVE: 1.) ... specific details for this role. **Line of Business:** Audit **Job Description:** The Senior Auditor is responsible to perform and document audit test steps for… more
- M&T Bank (Buffalo, NY)
- …initiatives and shepherd to completion. + With minimal oversight from an ER manager , deliver high quality , independent decisions and counsel to managers and ... on significant employee relations matters. Responsible for delivering exceptionally high quality and effective employee relations solutions to a specialized and… more
- WSP USA (New York, NY)
- …audits (eg, ISO 9001 or equivalent) and manufacturing process audits. + Served in a quality manager role and have provided quality support on projects, ... is currently initiating a search for a **Deputy Project Manager / Quality Management** for our **New...reports and documents that result in sound engineering and regulatory conclusions. + Provide verbal and/or written inputs to… more
Recent Jobs
-
Cardiac Cath Lab Radiology Technologist - Invasive Specialist, Per Diem, Varied shift, 10hours
- Alameda Health System (Oakland, CA)
-
Sr Administrative Coordinator
- Eisai, Inc (Raleigh, NC)
-
Associate Specialist, Operations (Onsite)
- Merck & Co. (Rahway, NJ)
-
Director, US HEOR & RWE - (Field Based)
- Eisai, Inc (Nutley, NJ)