- KeyBank (Amherst, NY)
- …Auditor (CISA), Certified Internal Auditor (CIA), Certified Fraud Examiner (CFE), Certified Regulatory Compliance Manager (CRCM), etc.). + Comprehensive ... members of REA team on projects and testing. The Senior Manager must have a strong understanding...continuing education opportunities to further develop overall knowledge of regulatory compliance , banking products and services, industry… more
- RGP (New York, NY)
- …RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance practice. Our Senior Managers lead teams of industry experts and ... and Capital Markets clients. As a Senior Manager in Reference Point's Risk & Regulatory Compliance practice, you will lead strategic engagements… more
- TD Bank (New York, NY)
- …experience + 7+ years of experience **Preferred Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer, ... Compliance regulatory ** **engagement** **strategy. The Compliance Audit & Exam Manager will prepare...and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related … more
- Tompkins Community Bank (Ithaca, NY)
- …(3) years in regulatory or compliance administration. + Certified Regulatory Compliance Manager (CRCM) certification or scheduled within six (6) ... Amherst, NY; Batavia, NY; Wyomissing, PA; Brewster, NY* The Compliance Program Manager reports to the Director...risk parameters. The ideal candidate has functional knowledge of Regulatory Compliance , experience with Complaints tracking, … more
- City National Bank (New York, NY)
- …time management skills and be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), ... SENIOR -REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a...Bachelor's Degree or equivalent * Minimum 7 years of compliance , regulatory compliance with respect… more
- ThermoFisher Scientific (Grand Island, NY)
- …to all Good Manufacturing Practices (GMP) Safety Standards, Office **Job Description** The Sr . Manager , Regulatory Affairs - Drug Support Strategy is ... well as customer and employee needs. The Sr . Manager will develop and pursue world-class regulatory support and assure compliance in the pharmaceutical… more
- American Express (New York, NY)
- …certifications (eg, Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM)) + Experience with ... credit card or financial services industries + Knowledge of US consumer compliance regulatory requirements applicable to the banking industry including, but… more
- Heritage Financial Credit Union (Middletown, NY)
- …a trusted advisor function embedded in strategic decision-making. We are seeking a Senior Manager of Internal Audit who brings curiosity, critical thinking, and ... Sr . Manager of Internal Audit -...of progressive experience in internal audit, risk management, or regulatory compliance , preferably within a financial institution… more
- KeyBank (Buffalo, NY)
- **Location:** 4910 Tiedeman Road, Brooklyn Ohio The Sr Compliance Manager is responsible for leading a team within a function, product or process which ... regulation and understands and complies with current regulation. The Sr Manager will sit in the second...and Sanctions. + 3+ years of experience in a senior payment's compliance role at a bank,… more
- KeyBank (NY)
- **Location:** 4900 Tiedeman Road, Brooklyn Ohio **About the Job** The Sr . Compliance Manager - Trust & Fiduciary is responsible for leading and executing ... Risk Management organization, this role plays a key part in ensuring regulatory compliance and effective risk management over all of the fiduciary activities… more