- M&T Bank (Bronx, NY)
- …applicable compliance /operational risk controls in accordance with Company or regulatory standards and policies. + Promotes an environment that supports a ... maintained, to include consumer and business banking guidelines. Ensures compliance with operational, security and control policies/procedures, preventing fraud and… more
- Citigroup (New York, NY)
- The Audit Director is a senior level management position responsible for contributing to the strategic direction of Citi's Internal Audit (IA) function, in ... at a global or regional level + Ensure timely delivery of comprehensive regulatory and internal audit issue validation, including issues arising from other external… more
- Bank of America (New York, NY)
- …on completeness, accuracy, and timeliness * Executes control practices, including compliance with all regulatory and policy requirements, including data ... accuracy, quality, and timeliness * Defines and executes control practices, including compliance with all regulatory and policy requirements, including data QC… more
- TD Bank (New York, NY)
- …of policies, procedures and controls, for all department processes + Ensures ongoing compliance with internal / external audit and regulatory requirements + ... TD Securities **Job Description:** The TD Securities, Employee Relations Director, Regulatory and Controls is responsible for leading the oversight and management… more
- Western Digital (Albany, NY)
- …management, e-discovery, compliance platforms) * Legal industry process expertise ( regulatory compliance , M&A, IP management, data privacy) * IT systems ... needs * Facilitate technical requirements and maintain well-defined roadmaps with senior stakeholders **Legal Technology Leadership** * Serve as in-house expert on… more
- TD Bank (New York, NY)
- …and compliance stakeholders on complex conflict scenarios. + Monitor regulatory developments and industry best practices to ensure the firm's conflict management ... environment with opportunities for innovation and leadership. + Collaborate with senior leaders across compliance , legal, and business functions. _*General… more
- Wolters Kluwer (New York, NY)
- …services for clinicians, nurses, accountants, lawyers, and tax, finance, audit, risk, compliance , and regulatory sectors. We help professionals deliver deep ... **Job Title: Project Manager -** **Operations** **CoE** **About Wolters Kluwer** Wolters...internal and external stakeholders, is looking for a Project Manager for the Operations CoE team, based in the… more
- American Express (New York, NY)
- …to learn new skills, develop as a leader, and grow your career. The Manager position is part of the Regulatory Exam Lifecycle Management (RELM) Team ... responses **Minimum Qualifications** + 4 years of experience in risk management, compliance , internal audit, or regulatory affairs, preferably within financial… more
- Healthfirst (NY)
- …experience associated with population health outcomes, policy or finance. ** Compliance & Regulatory Responsibilities: Noted above** **License/Certification:** ... Writes communications (eg emails, memos, brochures, FAQs) targeting providers, senior level hospital administrators and Healthfirst staff. + Develops and… more
- Aflac (New York, NY)
- VP, Investment Compliance Manager The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 8034 About ... daily review and monitoring of pre-trade and batch portfolio compliance alerts with respect to regulatory and...a plus Skills/Knowledge: + Minimum 2 years as a manager in Investment Compliance + Good working… more