- Sunrise Senior Living (Mount Vernon, NY)
- …in support of the assisted living/long term care neighborhood(s) and community operations . **Quality Assurance and Regulatory Compliance** + Ensure that the ... **When you join Sunrise Senior Living, you will be able to use...include but not limited to championing the designated care manager concept and the universal care manager … more
- TD Bank (New York, NY)
- … regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager , Governance and Control, the Manager supports ... have adequately considered, managed, and mitigated risks in day-to-day activities, operations , products and services, and are operating within risk appetite in… more
- BMO Financial Group (New York, NY)
- …and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs. + Advises and influences senior leaders on ... a specialist resource within BMO Capital Markets with advanced knowledge of regulatory / compliance requirements and the operations of multiple business/groups. +… more
- Sunrise Senior Living (New York, NY)
- **When you join Sunrise Senior Living, you will be able to use your unique skills to empower residents to live longer, healthier, and happier lives. Not only will ... meaningful ways to serve, grow, and shine together.** **Sunrise Senior Living was again certified as a Great Place...is a working leader in the day to day operations directly supervising and assisting the reminiscence team, championing… more
- M&T Bank (Buffalo, NY)
- …the three lines of defense, and familiarity with finance and banking regulatory environment + Learn interpersonal skills, presentation, senior management ... participation in classroom training, observations of departmental presentations, interaction with senior management, peer networking, and working in teams on two… more
- TD Bank (New York, NY)
- …testing a plus. + Strong knowledge of SEC, FINRA and other relevant regulatory requirements. + Strong Knowledge of operations , finance, regulatory ... risk. **Key Responsibilities** + Manage the day to day operations of the branch inspections team which include but...senior and line managers and other stakeholders on regulatory interactions. + Strong analytical skills, attention to detail,… more
- TD Bank (New York, NY)
- …dealer or regulator. + JD desirable but not required. + Knowledge of operations , finance, regulatory reporting, sales and trading, and applicable rules and ... and advise senior and line managers and other stakeholders on regulatory interactions. + Strong analytical skills, attention to detail, solid judgment, and the… more
- JPMorgan Chase (New York, NY)
- **Summary** The Business Implementation and Regulatory Strategy (Americas) will be responsible for the design, execution and strategic direction of work addressing ... business and regulatory requirements across Lines of Business and Risk Functions...will take on a strategic leadership role and manage operations to ensure the organization's resilience and growth. Your… more
- M&T Bank (Buffalo, NY)
- …compliance, operations , and data teams to ensure alignment with regulatory requirements and enterprise standards + Manage strategic relationships with vendors ... technology strategy, digital transformation, change management and risk & regulatory governance to ensure scalable growth, modernization and operational excellence… more
- TD Bank (New York, NY)
- …risk appetite, taking into account changes in strategy, the operating environment, operations , regulatory requirements + Manages and builds a team of ... Risk Management serves as a key member of the senior leadership team for the Enterprise Technology Risk function...and monitor best practices that drive technology risk and regulatory compliance + Designs appropriate risk appetite for cyber,… more