- Capital One (Charlotte, NC)
- …+ Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Anti-Money Laundering ... Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's...of the Audit team, the candidate will focus on operations of investment (securities and transactions). Responsibilities: + Lead… more
- Capital One (Charlotte, NC)
- …Certified Internal Auditor (CIA) or Certified Public Accountant (CPA) or Certified Regulatory Compliance Manager (CRCM) or Certified Information Systems Auditor ... Principal Auditor (Experienced Senior Auditor), Card and Auto Finance business (Hybrid)...1 + years Audit experience in credit card, payments, operations , auto finance, third party risk management, or any… more
- Truist (Charlotte, NC)
- …Supports development of key management reporting as needed. This position reports to the Senior Risk Oversight Manager . This position will also work closely with ... 2. Three plus years of experience in banking, technology, operations , risk management and/or regulatory agencies. 3....in banking, technology, operations , risk management and/or regulatory agencies. 3. Three plus years of data management,… more
- City National Bank (Charlotte, NC)
- *FINANCIAL CRIMES ANALYST SENIOR I* WHAT IS THE OPPORTUNITY? Under the direction of the Screening Systems Manager , this colleague is responsible for performing ... Insight, XG or similar screening systems * Working knowledge of banking operations and Bank Secrecy Act/Office of Foreign Assets Control regulations * Experience… more
- TD Bank (Charlotte, NC)
- …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This is not just about ... that will cascade throughout the organization. The Compliance Business Oversight Manager - Commercial Banking will provide compliance oversight, guidance, and… more
- City National Bank (Charlotte, NC)
- * MANAGER IT RISK STRATEGY* WHAT IS THE OPPORTUNITY? The Risk Strategy Manager will serve as trusted advisor, confidential thought partner, and act as sounding ... board to the Executive, Head of Technology Risk Manager (HTRM). The function will be integral in developing...routines to ensure appropriate oversight, monitoring and escalation to senior leadership / CIO as needed for efficient risk… more
- GE Vernova (Wilmington, NC)
- …to develop I&C system architecture, analyze plant system requirements, operations and maintenance goals, equipment selection, phased implementations, develop list ... the applicable practices, guides, and tools. + Support project engineering or manager with understanding execution metric and status, issues, risks, mitigation or… more
- City National Bank (Charlotte, NC)
- …audit programs, and identifying data analytic opportunities to test compliance with regulatory requirements. The Audit Manager will analyze audit results, ... year of experience conducting internal audits within financial institutions. * CRCM-Certified Regulatory Compliance Manager (preferred) * CPA - Certified Public… more
- TD Bank (Charlotte, NC)
- …the Bank's internal Model Risk Policy, adhere with industry best practices, and meet regulatory requirements. + Supports Senior Manager to develop and coach ... analytical models used for TD. The position reports to Senior Manager , Trading Surveillance and Insider Risk...for Trading Surveillance, Trading Strategy and Algorithm, or FI operations + Proficient in relevant programming languages & software… more
- Regions Bank (Charlotte, NC)
- …to a line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + Ability ... unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum… more
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