- City National Bank (New York, NY)
- …Bachelor's Degree or equivalent * Minimum 7 years of lending, compliance, and regulatory reporting . * Minimum 5 years of financial services experience ... *COMPLIANCE OFFICER SENIOR -MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance...controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures, training, and advisory… more
- St. George's University (Great River, NY)
- …Academic Enrollment & Compliance, Financial Aid, Clinical Studies, IT, and external regulatory bodies to support compliance and institutional reporting . + ... Senior Assistant Registrar, Institutional Operations For Rocky Vista...For Rocky Vista University Employees: Please message Alyssa Cottone, Manager , HR Business Partner & Talent Acquisition on Microsoft… more
- TD Bank (White Plains, NY)
- …Platform to ensure accurate and compliant trade processing + Manages and oversees regulatory reporting requirements, including but not limited to CAT, CAIS, ... role. **Line of Business:** TD Wealth **Job Description:** The Trade Operations Senior Support Specialist is responsible for the strategic and operational oversight… more
- Bank of America (New York, NY)
- …provides guidance to business units to improve liquidity position, and supports regulatory and management liquidity reporting . + Oversees processes, risks, and ... Senior Finance Analyst - Liquidity Management/Treasury/CFO Charlotte, North...with policies, risk standards, and compliance with internal and regulatory liquidity reporting requirements. + Partners with… more
- Citigroup (New York, NY)
- Job Description **Job Summary:** We are seeking a highly motivated and experienced Sr . Vice President - Product Manager to join our Agency Securities Lending ... Securities Lending services, aligning with market trends, client needs, and regulatory developments. + Lead initiatives focused on Target Operating Model (TOM)… more
- TD Bank (New York, NY)
- … Senior Treasury Liquidity Analyst maintains, enhances, and develops reporting processes, control frameworks, and/or systems. Daily activities involve providing ... leadership, direction, and necessary quality assurance checks regarding liquidity reporting and all relevant investor and/or regulatory requests. This role… more
- Wellington (New York, NY)
- …perspectives with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments Compliance ... to candidates in Boston, New York and Chicago. The Senior Compliance Analyst will be a member of the...firm's "public-side" investment platform + Assist with providing timely regulatory advice to investment, business and infrastructure teams, on… more
- Ankura (New York, NY)
- … examinations. Once a company is licensed, Ankura can serve as the overall state regulatory manager in the US to ensure compliance with a myriad of state ... rules and regulations. Our compliance professionals can support all regulatory reporting and licensing requirements and will...and licensing requirements and will keep clients abreast of regulatory changes. We are seeking a Senior … more
- Neuberger Berman (New York, NY)
- …applications, updating licenses, overseeing terminations, state registrations, and related regulatory reporting . **Key Responsibilities:** + Review and complete ... Neuberger Berman is looking for a Senior Registration Analyst to join our Legal and...processing of registration information to ensure compliance with US regulatory requirements. This role involves supporting new hires and… more
- M&T Bank (Buffalo, NY)
- …problems, addressing and assisting in the investigation of employee and regulatory complaints, coaching managers and employees to achieve resolution of issues ... ER solutions, on a day-to-day and project-focused basis, through consulting with senior leaders, managers and employees on significantly complex issues relating to… more
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